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Detailed Report
JOSEPH TODD CARPENTER
CRD#: 2905361
IA
Investment Adviser
B
Broker
KESTRA ADVISORY SERVICES, LLCCRD#: 283330 2555 Meridian Blvd
Suite 190
Franklin, TN 37067
KESTRA INVESTMENT SERVICES, LLCCRD#: 42046 2555 Meridian Blvd
Suite 190
Franklin, TN 37067
Registration History
199820002002200420062008201020122014201620182020202220242026IAKESTRA ADVISORY SERVICES, LLC (CRD# 283330)2023 - Present (1 year)BKESTRA INVESTMENT SERVICES, LLC (CRD# 42046)1997 - Present (27 years)
License(s)

State Registrations

B
Alabama 6/14/2016
IA
Nebraska 6/26/2023
B
Arizona 6/14/2016
B
Nevada 6/14/2016
B
Arkansas 6/14/2016
B
New Hampshire 6/14/2016
B
California 6/14/2016
IA
New Hampshire 6/26/2023
B
Colorado 6/14/2016
B
New Jersey 6/14/2016
B
Connecticut 6/14/2016
B
New Mexico 6/14/2016
B
Delaware 6/14/2016
B
New York 6/14/2016
B
District of Columbia 6/14/2016
B
North Carolina 6/15/2016
B
Florida 6/14/2016
B
North Dakota 6/9/2016
B
Georgia 6/14/2016
B
Ohio 6/15/2016
B
Idaho 6/14/2016
B
Oklahoma 6/14/2016
B
Illinois 6/14/2016
B
Oregon 6/14/2016
B
Indiana 6/14/2016
B
Pennsylvania 6/14/2016
B
Iowa 6/14/2016
B
Rhode Island 6/14/2016
B
Kansas 6/14/2016
B
South Carolina 6/14/2016
B
Kentucky 6/14/2016
B
South Dakota 6/14/2016
B
Louisiana 6/14/2016
B
Tennessee 9/30/1999
IA
Louisiana 6/26/2023
IA
Tennessee 6/26/2023
B
Maine 6/14/2016
B
Texas 6/14/2016
B
Maryland 6/14/2016
IA
Texas 6/26/2023
B
Massachusetts 6/14/2016
B
Utah 6/14/2016
B
Michigan 6/14/2016
B
Vermont 6/14/2016
B
Minnesota 6/14/2016
B
Virginia 6/14/2016
B
Mississippi 6/14/2016
B
Washington 6/14/2016
B
Missouri 6/14/2016
B
West Virginia 6/14/2016
B
Montana 6/9/2016
B
Wisconsin 6/14/2016
B
Nebraska 5/6/2016
B
Wyoming 6/14/2016

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
KESTRA ADVISORY SERVICES, LLC (CRD#:283330)
2555 Meridian Blvd Suite 190, Franklin, TN 37067
Brentwood, TN
Registered with this firm since 6/26/2023
B
KESTRA INVESTMENT SERVICES, LLC (CRD#:42046)
2555 Meridian Blvd Suite 190, Franklin, TN 37067
Brentwood, TN
Registered with this firm since 11/11/1997
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.