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WILLIAM MICHAEL SWIDEREK
BILL SWIDEREK
CRD#: 2905108
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 6501 AMERICAS PKWY NE STE 1000
ALBUQUERQUE, NM 87110
Registration History
199820002002200420062008201020122014201620182020202220242 FIRMS1997 - 2003 (6 years)2 FIRMS2003 - Present (21 years)
Disclosure(s)
View By:
10/12/2008
Customer Dispute
Denied
License(s)

State Registrations

B
Alabama 9/24/2024

B
Nevada 5/26/2011

B
Arizona 7/1/2003

B
New Mexico 7/1/2003

B
California 7/1/2003

IA
New Mexico 7/1/2003

B
Colorado 7/1/2003

B
New York 7/1/2003

B
Connecticut 4/13/2018

B
North Carolina 2/9/2015

B
Delaware 3/14/2024

B
Ohio 8/8/2013

B
Florida 9/24/2024

B
Oregon 8/29/2017

B
Georgia 7/25/2011

B
Pennsylvania 9/24/2024

B
Indiana 7/1/2003

B
South Carolina 9/24/2024

B
Maryland 4/14/2016

B
Tennessee 1/28/2021

B
Massachusetts 9/24/2024

B
Texas 7/1/2003

B
Michigan 9/24/2024

IA
Texas 7/1/2003

B
Minnesota 9/24/2024

B
Vermont 9/24/2024

B
Mississippi 9/24/2024

B
Virginia 3/27/2006

B
Missouri 7/1/2003

B
Washington 7/1/2003

B
Montana 9/24/2024

B
Wyoming 9/24/2024

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
6501 AMERICAS PKWY NE STE 1000, ALBUQUERQUE, NM 87110
ALBUQUERQUE, NM
Registered with this firm since 7/1/2003

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
6501 AMERICAS PKWY NE STE 1000, ALBUQUERQUE, NM 87110
ALBUQUERQUE, NM
Registered with this firm since 7/1/2003

Previous Registration(s)
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IA
09/12/1997 - 07/01/2003 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) ALBUQUERQUE, NM
B
07/29/1997 - 07/01/2003 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.