Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
Douglas Macomber
DOUGLAS MATTHEW MACOMBER
CRD#: 2904678
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 890 E 116th St Ste 145
Carmel, IN 46032
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2018 - Present (6 years)BDWS DISTRIBUTORS, INC. (CRD# 37306)2010 - 2018 (8 years)BVAN KAMPEN FUNDS INC. (CRD# 6939)1997 - 2010 (12 years)IAVAN KAMPEN ADVISORS INC (CRD# 104703)2004 - 2010 (6 years)
License(s)

State Registrations

B
Arizona 10/1/2019
B
Kentucky 5/7/2024
B
California 4/18/2024
B
Massachusetts 7/31/2024
B
Colorado 10/1/2019
B
Michigan 10/1/2019
B
District of Columbia 3/18/2020
B
New Hampshire 2/17/2021
B
Florida 10/1/2019
B
Texas 4/24/2019
B
Illinois 1/9/2019
IA
Texas 4/25/2019
B
Indiana 10/8/2018
B
Virginia 10/1/2019
IA
Indiana 10/23/2018

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
890 E 116th St Ste 145, Carmel, IN 46032
Registered with this firm since 10/23/2018
B
EDWARD JONES (CRD#:250)
890 E 116th St Ste 145, Carmel, IN 46032
Registered with this firm since 10/8/2018
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 04/16/2010 - 09/20/2018 DWS DISTRIBUTORS, INC. (CRD#:37306) CHICAGO, IL
IA
 04/23/2004 - 04/07/2010 VAN KAMPEN ADVISORS INC (CRD#:104703) CARMEL, IN
B
 07/07/1997 - 04/07/2010 VAN KAMPEN FUNDS INC. (CRD#:6939) HOUSTON, TX
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.