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CHARLES STEVEN KASSATLY
CHARLES S KASSATLY
CRD#: 2904595
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 31 MERRICK AVE
SUITE 150
MERRICK, NY 11566
CETERA INVESTMENT SERVICES LLCCRD#: 15340 31 MERRICK AVE
SUITE 150
MERRICK, NY 11566
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2009 - 2009 (<1 year)2 FIRMS2009 - 2011 (1 year)2 FIRMS2011 - 2019 (8 years)2 FIRMS2019 - Present (5 years)BWAMU INVESTMENTS, INC. (CRD# 599)2003 - 2009 (5 years)BFAHNESTOCK & CO. INC. (CRD# 249)2002 - 2003 (1 year)BPRIME CHARTER LTD. (CRD# 25668)1998 - 2002 (3 years)BBARINGTON CAPITAL GROUP, L.P. (CRD# 29383)1997 - 1998 (1 year)IAWAMU INVESTMENTS, INC. (CRD# 599)2006 - 2009 (2 years)
License(s)

State Registrations

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Arizona 3/8/2023

B
New York 12/6/2019

B
California 1/28/2025

IA
New York 3/31/2021

B
Connecticut 12/6/2019

B
North Carolina 1/21/2020

B
Florida 1/21/2020

B
Pennsylvania 12/6/2019

IA
Florida 1/25/2023

B
Texas 3/4/2020

B
New Hampshire 4/13/2021

IA
Texas 4/22/2022

B
New Jersey 12/6/2019

B
Virginia 1/2/2025

IA
New Jersey 12/10/2019

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
31 MERRICK AVE SUITE 150, MERRICK, NY 11566
3407 PILOT CIRCLE, NAPLES, FL 34120
Registered with this firm since 12/10/2019

B
CETERA INVESTMENT SERVICES LLC (CRD#:15340)
31 MERRICK AVE SUITE 150, MERRICK, NY 11566
NAPLES, FL
Registered with this firm since 12/6/2019

Previous Registration(s)
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01/19/2011 - 12/24/2019 LPL FINANCIAL LLC (CRD#:6413) EAST MEADOW, NY
B
01/19/2011 - 12/24/2019 LPL FINANCIAL LLC (CRD#:6413) EAST MEADOW, NY
IA
06/24/2009 - 01/19/2011 HSBC SECURITIES (USA) INC. (CRD#:19585) MASSAPEQUA, NY
B
06/24/2009 - 01/19/2011 HSBC SECURITIES (USA) INC. (CRD#:19585) MASSAPEQUA, NY
IA
05/02/2009 - 06/15/2009 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) ROCKVILE CENTER, NY
B
05/02/2009 - 06/15/2009 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) ROCKVILE CENTER, NY
IA
12/13/2006 - 05/02/2009 WAMU INVESTMENTS, INC. (CRD#:599) EAST MEADOW, NY
B
06/03/2003 - 05/02/2009 WAMU INVESTMENTS, INC. (CRD#:599) EAST MEADOW, NY
B
01/02/2002 - 05/16/2003 FAHNESTOCK & CO. INC. (CRD#:249) NEW YORK, NY
B
06/01/1998 - 01/02/2002 PRIME CHARTER LTD. (CRD#:25668) NEW YORK, NY
B
10/27/1997 - 11/17/1998 BARINGTON CAPITAL GROUP, L.P. (CRD#:29383) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.