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NEIL BENJIMAN ISLER
CRD#: 2903531
IA
B
STIFEL, NICOLAUS & COMPANY, INCORPORATEDCRD#: 793 1225 FRANKLIN AVENUE
SUITE 150
GARDEN CITY, NY 11530
SUITE 150
GARDEN CITY, NY 11530
0
Disclosures
24
Years of Experience
View By:
State Registrations
B
Alabama 6/29/2018
B
Nevada 1/23/2008
B
Alaska 4/26/2016
B
New Jersey 7/10/2007
B
Arizona 7/10/2007
B
New York 7/10/2007
B
California 7/10/2007
IA
New York 5/26/2021
B
Colorado 7/10/2007
B
North Carolina 7/10/2007
B
Connecticut 7/10/2007
B
Oregon 10/28/2024
B
District of Columbia 1/20/2016
B
Pennsylvania 7/10/2007
B
Florida 7/10/2007
B
South Carolina 1/15/2010
B
Georgia 1/26/2011
B
Tennessee 7/10/2007
B
Illinois 7/10/2007
B
Texas 7/23/2009
B
Indiana 1/20/2016
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Texas 2/24/2020
B
Maryland 6/24/2008
B
Vermont 4/21/2010
B
Massachusetts 7/10/2007
B
Virginia 7/10/2007
B
Michigan 10/26/2017
B
Washington 7/31/2015
B
Minnesota 11/11/2024
B
Wisconsin 9/10/2007
B
Missouri 7/13/2022
SRO Registrations
B
B
B
B
B
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IA
Registered with this firm since 2/24/2020
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Registered with this firm since 7/10/2007
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 04/29/2002 - 07/10/2007 | HEWLETT, NY | |
B | 03/05/2001 - 05/13/2002 | NEW YORK, NY | |
B | 09/28/2000 - 12/08/2000 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.