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JAMES ANTHONY ALETTO JR
JIM ALETTO JR
CRD#: 2903476
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 1360 S FRONTAGE RD
HASTINGS, MN 55033
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS1997 - 2002 (5 years)2 FIRMS2006 - 2011 (4 years)2 FIRMS2011 - Present (14 years)BWADDELL & REED, INC. (CRD# 866)2002 - 2006 (3 years)
Disclosure(s)
View By:
11/14/2006
Customer Dispute
Settled
License(s)

State Registrations

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Arizona 1/3/2011

B
Missouri 8/6/2014

B
California 1/3/2011

B
Nebraska 10/4/2023

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California 1/3/2011

B
Nevada 8/23/2019

B
Colorado 4/5/2012

B
New Jersey 11/3/2023

B
Connecticut 10/28/2022

B
New Mexico 10/22/2020

B
Florida 1/3/2011

B
New York 10/25/2023

B
Georgia 10/5/2023

B
North Carolina 10/5/2023

B
Hawaii 2/1/2021

B
Ohio 4/9/2012

B
Illinois 1/20/2023

B
Oklahoma 9/2/2015

B
Iowa 5/4/2023

B
Oregon 11/23/2020

B
Maryland 2/13/2018

B
Pennsylvania 10/11/2022

B
Michigan 11/6/2023

B
South Carolina 9/15/2017

B
Minnesota 1/3/2011

B
Texas 4/19/2016

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Minnesota 11/7/2013

B
Washington 9/21/2018

B
Mississippi 10/5/2023

B
Wisconsin 1/3/2011

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
1360 S FRONTAGE RD, HASTINGS, MN 55033
30 E 7TH ST STE 1200, ST PAUL, MN 55101
Registered with this firm since 1/3/2011

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
1360 S FRONTAGE RD, HASTINGS, MN 55033
30 E 7TH ST STE 1200, ST PAUL, MN 55101
Registered with this firm since 1/3/2011

Previous Registration(s)
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IA
06/14/2006 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) HASTINGS, MN
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04/10/2006 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) HASTINGS, MN
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10/18/2002 - 04/10/2006 WADDELL & REED, INC. (CRD#:866) ROCHESTER, MN
B
07/10/1997 - 10/22/2002 METLIFE SECURITIES INC. (CRD#:14251) SPRINGFIELD, MA
B
07/10/1997 - 10/22/2002 METROPOLITAN LIFE INSURANCE COMPANY (CRD#:4095) NEW YORK, NY
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.