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Detailed Report
REBECCA ANNE NAPIER
REBECCA A DESOUZA, REBECCA ANNE DESOUZA, REBECCA A NAPIER
CRD#: 2903426
IA
Investment Adviser
B
Broker
LION STREET ADVISORS, LLCCRD#: 167610 23201 LAKE CREEK CENTER DR
LAKE FOREST, CA 92618
LION STREET FINANCIAL, LLCCRD#: 165828 23201 LAKE CENTER DR
STE 207
LAKE FOREST, CA 92630
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2020 - Present (4 years)BM HOLDINGS SECURITIES, INC. (CRD# 43285)2007 - 2020 (13 years)BSIGNATOR INVESTORS, INC. (CRD# 468)1997 - 2007 (9 years)IAM HOLDINGS SECURITIES, INC. (CRD# 43285)2010 - 2020 (9 years)IAVISIONLINK FINANCIAL ADVISORS,... (CRD# 110175)1999 - 2011 (11 years)
License(s)

State Registrations

B
California 5/1/2020
IA
California 5/1/2020

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LION STREET ADVISORS, LLC (CRD#:167610)
23201 LAKE CREEK CENTER DR, LAKE FOREST, CA 92618
Registered with this firm since 5/1/2020
B
LION STREET FINANCIAL, LLC (CRD#:165828)
23201 LAKE CENTER DR STE 207, LAKE FOREST, CA 92630
Registered with this firm since 5/1/2020
Previous Registration(s)
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IA
 06/30/2010 - 05/04/2020 M HOLDINGS SECURITIES, INC. (CRD#:43285) LAKE FOREST, CA
B
 01/03/2007 - 05/04/2020 M HOLDINGS SECURITIES, INC. (CRD#:43285) LAKE FOREST, CA
IA
 07/15/1999 - 04/14/2011 VISIONLINK FINANCIAL ADVISORS, INC. (CRD#:110175) IRVINE, CA
B
 07/15/1997 - 01/03/2007 SIGNATOR INVESTORS, INC. (CRD#:468) IRVINE, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.