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JOHN PETER BERGER
CRD#: 2903303
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 550 S TRYON ST 44TH FL
[N1/N9-RBO]
CHARLOTTE, NC 28202
Registration History
19982000200220042006200820102012201420162018202020222024IAWELLS FARGO ADVISORS (CRD# 19616)2009 - Present (15 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2007 - Present (17 years)BWACHOVIA SECURITIES, LLC (CRD# 19616)2000 - 2005 (5 years)BFIRST UNION BROKERAGE SERVICES... (CRD# 8112)1997 - 2000 (3 years)
License(s)

State Registrations

B
Alabama 6/20/2023

B
Montana 10/11/2024

B
Arizona 6/20/2023

B
Nevada 6/20/2023

B
California 6/20/2023

B
New Jersey 6/20/2023

B
Colorado 5/2/2017

B
New York 6/20/2023

B
Connecticut 6/20/2023

B
North Carolina 12/3/2007

B
District of Columbia 6/20/2023

IA
North Carolina 3/31/2009

B
Florida 8/16/2017

B
North Dakota 6/20/2023

B
Georgia 6/20/2023

B
Ohio 6/21/2023

IA
Georgia 7/5/2024

B
Oklahoma 6/20/2023

B
Idaho 6/20/2023

B
Pennsylvania 6/20/2023

B
Illinois 6/20/2023

B
South Carolina 3/12/2009

B
Indiana 6/20/2023

B
Tennessee 6/20/2023

B
Kansas 10/1/2024

B
Texas 6/20/2023

B
Louisiana 6/20/2023

IA
Texas 6/20/2023

B
Maryland 6/20/2023

B
Utah 6/20/2023

B
Massachusetts 1/26/2010

B
Vermont 6/20/2023

B
Minnesota 6/20/2023

B
Virginia 6/20/2023

B
Mississippi 6/20/2023

B
Washington 6/20/2023

B
Missouri 6/20/2023

B
West Virginia 6/20/2023

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
550 S TRYON ST 44TH FL [N1/N9-RBO], CHARLOTTE, NC 28202
SAVANNAH, GA
Registered with this firm since 3/31/2009

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
550 S TRYON ST 44TH FL [N1/N9-RBO], CHARLOTTE, NC 28202
SAVANNAH, GA
Registered with this firm since 12/3/2007

Previous Registration(s)
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B
10/01/2000 - 12/31/2005 WACHOVIA SECURITIES, LLC (CRD#:19616) ST. LOUIS, MO
B
07/02/1997 - 10/01/2000 FIRST UNION BROKERAGE SERVICES, INC. (CRD#:8112) CHARLOTTE, NC
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.