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JOHN JAMES PEIRANO III
JOHN J PEIRANO
CRD#: 2900045
IA
B
MORGAN STANLEYCRD#: 149777 1200 Franklin Avenue
2Nd Floor
Garden City, NY 11530
2Nd Floor
Garden City, NY 11530
0
Disclosures
26
Years of Experience
View By:
State Registrations
B
Alabama 9/27/2013
B
New Hampshire 9/27/2013
B
Arizona 9/27/2013
B
New Jersey 6/1/2009
B
Arkansas 5/14/2020
B
New Mexico 9/27/2013
B
California 6/1/2009
B
New York 6/1/2009
B
Colorado 9/27/2013
IA
New York 6/16/2021
B
Connecticut 9/27/2013
B
North Carolina 6/1/2009
B
Delaware 12/21/2020
B
Ohio 12/21/2016
B
District of Columbia 9/27/2013
B
Oklahoma 3/14/2022
B
Florida 6/1/2009
B
Oregon 9/27/2013
B
Georgia 3/11/2015
B
Pennsylvania 6/1/2009
B
Hawaii 8/14/2019
B
Puerto Rico 2/4/2021
B
Illinois 1/5/2015
B
Rhode Island 4/21/2017
B
Indiana 8/14/2019
B
South Carolina 9/27/2013
B
Kansas 10/4/2023
B
Tennessee 2/18/2021
B
Louisiana 8/24/2017
B
Texas 12/20/2016
B
Maine 9/27/2013
IA
Texas 5/18/2020
B
Maryland 1/29/2016
B
Utah 2/4/2021
B
Massachusetts 6/1/2009
B
Vermont 9/27/2013
B
Michigan 12/20/2016
B
Virginia 4/12/2010
B
Minnesota 7/20/2016
B
Washington 9/27/2013
B
Mississippi 5/15/2020
B
Wisconsin 10/4/2023
B
Missouri 10/4/2023
B
Wyoming 9/27/2013
B
Nevada 6/19/2017
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 5/18/2020
B
Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 12/08/1998 - 06/01/2009 | NEW YORK, NY | |
IA | 04/04/2002 - 10/05/2005 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.