• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
ARCHIE ALBA PONCE
ARCHIE ALBA ALBA PONCE
CRD#: 2899966
IA
Investment Adviser
OPTIMA ASSET MANAGEMENT INCCRD#: 106095 8144 WALNUT HILL LANE
SUITE 1180
DALLAS, TX 75231
Registration History
20162017201820192020202120222023202420252026IAOPTIMA ASSET MANAGEMENT INC (CRD# 106095)2016 - Present (8 years)
License(s)

State Registrations

IA
Texas 4/26/2016

Current Registration(s)
IA
OPTIMA ASSET MANAGEMENT INC (CRD#:106095)
8144 WALNUT HILL LANE SUITE 1180, DALLAS, TX 75231
Registered with this firm since 4/26/2016

For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.