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Detailed Report
SCOTT AUSTIN THOMA
CRD#: 2899805
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 12555 MANCHESTER ROAD
ST. LOUIS, MO 63131
Registration History
199820002002200420062008201020122014201620182020202220242026IAEDWARD JONES (CRD# 250)2008 - Present (17 years)BEDWARD JONES (CRD# 250)2000 - Present (24 years)BFIRSTAR INVESTMENT SERVICES,INC. (CRD# 14536)2000 - 2000 (<1 year)BMERCANTILE INVESTMENT SERVICES... (CRD# 19908)1998 - 2000 (1 year)
License(s)

State Registrations

B
Missouri 5/9/2000
IA
Missouri 3/28/2008

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
12555 MANCHESTER ROAD, ST. LOUIS, MO 63131
Registered with this firm since 3/28/2008
B
EDWARD JONES (CRD#:250)
12555 MANCHESTER ROAD, ST. LOUIS, MO 63131
Registered with this firm since 5/9/2000
Previous Registration(s)
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B
 01/03/2000 - 04/24/2000 FIRSTAR INVESTMENT SERVICES,INC. (CRD#:14536) MORRIS PLAINS, NJ
B
 10/15/1998 - 01/03/2000 MERCANTILE INVESTMENT SERVICES, INC. (CRD#:19908) ST. LOUIS, MO
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.