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BRADLEY ALAN BOWMAN
BRAD BOWMAN, BRADLEY BOWMAN
CRD#: 2898756
IA
Investment Adviser
B
Broker
SOVEREIGN WEALTH ADVISORS LLCCRD#: 188524 3120 SOUTHWEST FRWY
SUITE 500
HOUSTON, TX 77098
LPL FINANCIAL LLCCRD#: 6413 3120 SW FREEWAY, STE 500
HOUSTON, TX 77098
Registration History
199820002002200420062008201020122014201620182020202220242026IASOVEREIGN WEALTH ADVISORS LLC (CRD# 188524)2022 - Present (2 years)BLPL FINANCIAL LLC (CRD# 6413)2016 - Present (8 years)BCETERA INVESTMENT SERVICES LLC (CRD# 15340)2009 - 2016 (7 years)BBANC OF AMERICA INVESTMENT SER... (CRD# 16361)2006 - 2009 (2 years)BAMEGY INVESTMENTS, INC. (CRD# 120145)2003 - 2006 (3 years)BFISERV INVESTOR SERVICES, INC. (CRD# 34637)2000 - 2003 (3 years)BEDWARD JONES (CRD# 250)1997 - 2000 (2 years)IAINTRUA FINANCIAL (CRD# 281554)2016 - 2023 (7 years)IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2014 - 2016 (2 years)IACETERA INVESTMENT SERVICES LLC (CRD# 15340)2009 - 2014 (4 years)IABANC OF AMERICA INVESTMENT SER... (CRD# 16361)2007 - 2009 (1 year)
Disclosure(s)
View By:
3/19/2024
Customer Dispute
Settled
License(s)

State Registrations

B
Arizona 4/1/2020

B
New Mexico 10/14/2016

B
Florida 10/14/2016

B
Oklahoma 1/2/2021

B
Illinois 4/6/2023

B
Rhode Island 10/14/2016

B
Louisiana 10/14/2016

B
Texas 10/14/2016

IA
Louisiana 7/6/2022

IA
Texas 6/29/2022

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
SOVEREIGN WEALTH ADVISORS LLC (CRD#:188524)
3120 SOUTHWEST FRWY SUITE 500, HOUSTON, TX 77098
Registered with this firm since 6/29/2022

B
LPL FINANCIAL LLC (CRD#:6413)
3120 SW FREEWAY, STE 500, HOUSTON, TX 77098
1 SUGAR CREEK CENTER BLVD STE 340, SUGAR LAND, TX 77478
Registered with this firm since 10/14/2016

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
10/14/2016 - 11/08/2023 INTRUA FINANCIAL (CRD#:281554) SUGAR LAND, TX
IA
01/21/2014 - 10/14/2016 CETERA INVESTMENT ADVISERS LLC (CRD#:105644) ROSENBERG, TX
B
04/24/2009 - 10/14/2016 CETERA INVESTMENT SERVICES LLC (CRD#:15340) SPRING, TX
IA
04/24/2009 - 01/21/2014 CETERA INVESTMENT SERVICES LLC (CRD#:15340) SPRING, TX
IA
07/16/2007 - 04/27/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) RICHMOND, TX
B
11/03/2006 - 04/27/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) RICHMOND, TX
B
05/13/2003 - 11/10/2006 AMEGY INVESTMENTS, INC. (CRD#:120145) ROSENBERG, TX
B
01/20/2000 - 05/15/2003 FISERV INVESTOR SERVICES, INC. (CRD#:34637) HOUSTON, TX
B
07/08/1997 - 01/05/2000 EDWARD JONES (CRD#:250) ST. LOUIS, MO
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B
Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.