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Detailed Report
GIUSEPPE FERACO
JOE FERACO
CRD#: 2898752
IA
Investment Adviser
B
Broker
CITIZENS SECURITIES, INC.CRD#: 39550 200 STATION DRIVE
WESTWOOD, MA 02090
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2012 - 2015 (2 years)2 FIRMS2015 - Present (9 years)BUVEST FINANCIAL SERVICES GROUP... (CRD# 13787)2008 - 2012 (3 years)BIFMG SECURITIES, INC. (CRD# 14416)2006 - 2008 (2 years)BVERAVEST INVESTMENTS, INC. (CRD# 3960)2004 - 2006 (1 year)BNEW ENGLAND SECURITIES (CRD# 615)2002 - 2002 (<1 year)BALLMERICA INVESTMENTS, INC. (CRD# 3960)1997 - 2002 (5 years)IAUVEST FINANCIAL SERVICES GROUP... (CRD# 13787)2011 - 2012 (<1 year)
License(s)

State Registrations

B
Massachusetts 4/10/2015
IA
Rhode Island 4/10/2015
B
Rhode Island 4/10/2015

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CITIZENS SECURITIES, INC. (CRD#:39550)
200 STATION DRIVE, WESTWOOD, MA 02090
Registered with this firm since 4/10/2015
B
CITIZENS SECURITIES, INC. (CRD#:39550)
200 STATION DRIVE, WESTWOOD, MA 02090
Registered with this firm since 4/10/2015
Previous Registration(s)
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IA
 04/24/2012 - 02/24/2015 LPL FINANCIAL LLC (CRD#:6413) BOSTON, MA
B
 04/24/2012 - 02/24/2015 LPL FINANCIAL LLC (CRD#:6413) BOSTON, MA
B
 05/01/2008 - 04/24/2012 UVEST FINANCIAL SERVICES GROUP, INC. (CRD#:13787) CHARLOTTE, NC
IA
 04/04/2011 - 02/06/2012 UVEST FINANCIAL SERVICES GROUP, INC. (CRD#:13787) CHARLOTTE, NC
B
 05/16/2006 - 05/02/2008 IFMG SECURITIES, INC. (CRD#:14416) PURCHASE, NY
B
 09/10/2004 - 05/08/2006 VERAVEST INVESTMENTS, INC. (CRD#:3960) WORCESTER, MA
B
 08/13/2002 - 09/20/2002 NEW ENGLAND SECURITIES (CRD#:615) NEW YORK, NY
B
 07/07/1997 - 07/12/2002 ALLMERICA INVESTMENTS, INC. (CRD#:3960) WORCESTER, MA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.