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JAIME GALVAN
CRD#: 2897783
IA
Investment Adviser
B
Broker
SPECTRUM STRATEGIES, L.L.C.CRD#: 115318 13455 NOEL RD
GALLERIA TOWER TWO; 20TH FLOOR
DALLAS, TX 75240
MML INVESTORS SERVICES, LLCCRD#: 10409 13455 Noel Road
20th Floor
Dallas, TX 75240
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS1999 - Present (25 years)IASPECTRUM STRATEGIES, L.L.C. (CRD# 115318)2000 - Present (25 years)BRAYMOND JAMES FINANCIAL SERVIC... (CRD# 6694)1997 - 1999 (2 years)
License(s)

State Registrations

B
Arizona 6/4/2019

B
New Jersey 6/2/2021

B
Arkansas 8/24/2001

B
North Carolina 3/21/2023

B
California 6/22/2005

B
Oklahoma 1/4/2011

B
Colorado 1/14/2002

B
Pennsylvania 4/15/2013

B
Florida 4/11/2017

B
South Carolina 1/16/2025

B
Kentucky 8/15/2023

B
Tennessee 7/29/2013

B
Louisiana 11/26/2008

B
Texas 9/16/1999

B
Maryland 11/12/2024

IA
Texas 9/16/1999

B
Massachusetts 7/31/2023

B
Utah 8/17/2021

B
Michigan 8/16/2024

B
Virginia 11/19/2024

B
Minnesota 1/5/2024

B
Washington 1/10/2023

B
Missouri 1/16/2025

B
West Virginia 8/15/2023

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
SPECTRUM STRATEGIES, L.L.C. (CRD#:115318)
13455 NOEL RD GALLERIA TOWER TWO; 20TH FLOOR, DALLAS, TX 75240
Registered with this firm since 1/1/2000

IA
MML INVESTORS SERVICES, LLC (CRD#:10409)
13455 Noel Road 20th Floor, Dallas, TX 75240
Registered with this firm since 9/16/1999

B
MML INVESTORS SERVICES, LLC (CRD#:10409)
13455 Noel Road 20th Floor, Dallas, TX 75240
Registered with this firm since 9/16/1999

Previous Registration(s)
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B
06/18/1997 - 08/19/1999 RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694) ST. PETERSBURG, FL
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.