Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
ANDREA ATANAY
ANDREA LANGFORD, ANDREA VINING, ANDREA WORTH
CRD#: 2897434
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 55 South Lake Avenue Pasadena Towers - Tower II
Suite 700
Pasadena, CA 91101
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2008 - 2009 (1 year)2 FIRMS2009 - 2009 (<1 year)2 FIRMS2009 - 2012 (2 years)2 FIRMS2012 - Present (12 years)BSYNDICATED CAPITAL, INC. (CRD# 29037)2005 - 2008 (2 years)BSALOMON SMITH BARNEY INC. (CRD# 7059)2000 - 2002 (2 years)BDB ALEX. BROWN LLC (CRD# 17790)1998 - 2000 (1 year)BLEHMAN BROTHERS INC. (CRD# 7506)1998 - 1998 (<1 year)BPAINEWEBBER INCORPORATED (CRD# 8174)1997 - 1998 (<1 year)
License(s)

State Registrations

B
Arizona 1/27/2020
B
New Mexico 11/23/2022
B
Arkansas 11/29/2022
B
New York 1/8/2020
B
California 9/21/2012
B
North Carolina 7/9/2020
IA
California 9/21/2012
B
Ohio 11/23/2022
B
Colorado 11/23/2022
B
Oregon 3/2/2016
B
Florida 2/25/2016
B
Pennsylvania 6/9/2017
B
Georgia 6/14/2023
B
Texas 3/3/2016
B
Idaho 11/28/2022
IA
Texas 3/3/2020
B
Illinois 6/28/2022
B
Utah 11/23/2022
B
Kansas 12/9/2022
B
Virginia 3/5/2020
B
Michigan 4/17/2014
B
Washington 3/15/2016
B
Nevada 1/23/2020
B
Wisconsin 1/10/2020
B
New Jersey 12/7/2020
B
Wyoming 3/3/2016

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
55 South Lake Avenue Pasadena Towers - Tower II Suite 700, Pasadena, CA 91101
Registered with this firm since 9/21/2012
B
MORGAN STANLEY (CRD#:149777)
55 South Lake Avenue Pasadena Towers - Tower II Suite 700, Pasadena, CA 91101
Registered with this firm since 9/20/2012
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 12/09/2009 - 09/11/2012 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) LOS ANGELES, CA
B
 12/08/2009 - 09/11/2012 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) LOS ANGELES, CA
IA
 06/01/2009 - 12/18/2009 MORGAN STANLEY SMITH BARNEY LLC (CRD#:149777) LOS ANGELES, CA
B
 06/01/2009 - 12/18/2009 MORGAN STANLEY SMITH BARNEY (CRD#:149777) LOS ANGELES, CA
IA
 03/04/2008 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) LOS ANGELES, CA
B
 02/08/2008 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) LOS ANGELES, CA
B
 02/15/2005 - 01/15/2008 SYNDICATED CAPITAL, INC. (CRD#:29037) DIAMOND BAR, CA
B
 07/13/2000 - 10/04/2002 SALOMON SMITH BARNEY INC. (CRD#:7059) NEW YORK, NY
B
 10/08/1998 - 01/18/2000 DB ALEX. BROWN LLC (CRD#:17790) BALTIMORE, MD
B
 08/27/1998 - 10/06/1998 LEHMAN BROTHERS INC. (CRD#:7506) NEW YORK, NY
B
 09/16/1997 - 08/05/1998 PAINEWEBBER INCORPORATED (CRD#:8174) WEEHAWKEN, NJ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.