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Detailed Report
LUIS F VARGAS
LUIS FERNANDO VARGAS, LUIS VARGAS
CRD#: 2896990
IA
Investment Adviser
B
Broker
PRIMERICA ADVISORSCRD#: 10111 31-12 24TH AVE
STE 1002-B
ASTORIA, NY 11102
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS1999 - 1999 (<1 year)IAPRIMERICA ADVISORS (CRD# 10111)2021 - Present (3 years)BPFS INVESTMENTS INC. (CRD# 10111)2014 - Present (11 years)BGAINES, BERLAND INC. (CRD# 14623)1998 - 1999 (<1 year)
License(s)

State Registrations

B
Connecticut 5/16/2024
IA
New York 8/3/2021
B
Florida 1/23/2021
B
North Carolina 1/20/2021
B
New Jersey 5/14/2015
B
Pennsylvania 2/11/2019
B
New York 3/18/2014
B
Texas 5/2/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PRIMERICA ADVISORS (CRD#:10111)
31-12 24TH AVE STE 1002-B, ASTORIA, NY 11102
Registered with this firm since 8/3/2021
B
PFS INVESTMENTS INC. (CRD#:10111)
31-12 24TH AVE STE 1002-B, ASTORIA, NY 11102
Registered with this firm since 1/25/2014
Previous Registration(s)
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B
 04/28/1999 - 08/19/1999 GKN SECURITIES CORP. (CRD#:19415) NEW YORK, NY
B
 02/11/1999 - 04/07/1999 WIN CAPITAL CORP. (CRD#:36172)
FINRA expelled the firm on 02/26/2004
BAYVILLE, NY
B
 09/23/1998 - 02/08/1999 GAINES, BERLAND INC. (CRD#:14623) BETHPAGE, NY
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B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.