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Detailed Report
PHILLIP GUERRERO
PHIL GUERRERO
CRD#: 2896913
IA
Investment Adviser
B
Broker
PMG WEALTH MANAGEMENTCRD#: 285899 60 LANDOVER PKWY, STE. D
HAWTHORN WOODS, IL 60047
LPL FINANCIAL LLCCRD#: 6413 60 LANDOVER PARKWAY, STE D
HAWTHORN WOODS, IL 60047
Registration History
199820002002200420062008201020122014201620182020202220242026IAPMG WEALTH MANAGEMENT (CRD# 285899)2017 - Present (8 years)BLPL FINANCIAL LLC (CRD# 6413)2007 - Present (17 years)BA. G. EDWARDS & SONS, INC. (CRD# 4)1997 - 2007 (10 years)IALPL FINANCIAL LLC (CRD# 6413)2007 - 2017 (9 years)IAA. G. EDWARDS & SONS, INC. (CRD# 4)2000 - 2007 (6 years)
License(s)

State Registrations

B
Arizona 9/10/2020
B
Michigan 9/3/2021
B
California 10/10/2007
B
Mississippi 1/16/2024
B
Connecticut 2/2/2021
B
New York 7/8/2016
B
Florida 10/10/2007
B
North Carolina 7/30/2010
B
Georgia 11/2/2010
B
Ohio 11/5/2010
B
Illinois 10/10/2007
B
Pennsylvania 11/2/2010
IA
Illinois 2/10/2017
B
Tennessee 5/8/2024
B
Indiana 12/5/2008
IA
Texas 3/1/2017
B
Iowa 3/29/2016
B
Texas 7/8/2022
B
Kansas 5/17/2023
B
Wisconsin 10/10/2007
B
Maryland 1/11/2022

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PMG WEALTH MANAGEMENT (CRD#:285899)
60 LANDOVER PKWY, STE. D, HAWTHORN WOODS, IL 60047
Registered with this firm since 2/10/2017
B
LPL FINANCIAL LLC (CRD#:6413)
60 LANDOVER PARKWAY, STE D, HAWTHORN WOODS, IL 60047
Registered with this firm since 10/10/2007
Previous Registration(s)
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IA
 10/10/2007 - 07/05/2017 LPL FINANCIAL LLC (CRD#:6413) LAKE ZURICH, IL
IA
 12/20/2000 - 10/15/2007 A. G. EDWARDS & SONS, INC. (CRD#:4) BARRINGTON, IL
B
 08/12/1997 - 10/15/2007 A. G. EDWARDS & SONS, INC. (CRD#:4) BARRINGTON, IL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.