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KEVIN ALLEN ROSS
CRD#: 2896436
IA
B
OSAIC WEALTH, INC.CRD#: 23131 22 3RD AVENUE NW
CAIRO, GA 39828
CAIRO, GA 39828
0
Disclosures
27
Years of Experience
View By:
State Registrations
B
Alabama 6/14/2024
B
New York 6/14/2024
B
Florida 6/14/2024
B
South Carolina 6/14/2024
IA
Florida 6/14/2024
B
Tennessee 6/14/2024
B
Georgia 6/14/2024
B
Texas 6/14/2024
IA
Georgia 6/14/2024
IA
Texas 6/14/2024
B
Mississippi 6/14/2024
B
Virginia 6/14/2024
SRO Registrations
B
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IA
Registered with this firm since 6/14/2024
B
Registered with this firm since 6/14/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 11/14/2014 - 06/14/2024 | CAIRO, GA | |
B | 11/14/2014 - 06/14/2024 | CAIRO, GA | |
IA | 02/28/2011 - 11/14/2014 | CAIRO, GA | |
B | 07/25/1997 - 11/14/2014 | CAIRO, GA | |
IA | 01/17/2003 - 12/31/2009 | CAIRO, GA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.