Individual Firm
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JEREMIAH SPENCER BOOTHE
JEREMY BOOTHE
CRD#: 2896212
IA
B
SCHWAB WEALTH ADVISORY, INC.CRD#: 159035 2423 E LINCOLN DR
PHOENIX, AZ 85016-1215
PHOENIX, AZ 85016-1215
CHARLES SCHWAB & CO., INC.CRD#: 5393 2423 E Lincoln Dr
Phoenix, AZ 85016-1215
Phoenix, AZ 85016-1215
0
Disclosures
25
Years of Experience
View By:
State Registrations
B
Alaska 2/7/2024
B
New Jersey 2/27/2006
B
Arizona 11/1/2000
B
New Mexico 4/19/2022
IA
Arizona 5/7/2012
B
New York 3/7/2006
B
California 11/2/2000
B
Ohio 2/7/2024
B
Florida 5/3/2006
B
Oregon 1/3/2002
B
Illinois 5/29/2008
B
Tennessee 7/29/2019
B
Iowa 3/7/2024
B
Texas 11/4/2011
B
Maryland 5/1/2013
IA
Texas 1/2/2020
B
Massachusetts 1/2/2008
B
Virginia 3/8/2013
B
Minnesota 2/7/2024
B
Washington 1/3/2002
B
New Hampshire 11/7/2024
B
Wisconsin 2/7/2024
SRO Registrations
B
B
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IA
Registered with this firm since 1/3/2012
B
Registered with this firm since 10/31/2000
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 11/15/2006 - 12/31/2011 | PHOENIX, AZ | |
B | 02/10/1999 - 08/28/2000 | BELLEVUE, NE |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.