Individual Firm
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ROBERT ALOIS FRANKL
BUCKY FRANKL
CRD#: 2896086
IA
B
LINCOLN INVESTMENTCRD#: 519 2000 PGA Blvd Suite 4440
PALM BEACH GARDENS, FL 33408
PALM BEACH GARDENS, FL 33408
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11/17/2000
Employment Separation After Allegations
10/9/2000
Customer Dispute
Settled
State Registrations
B
Florida 1/3/2017
B
Massachusetts 7/27/2020
IA
Florida 6/15/2017
SRO Registrations
B
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Learn about permitted activities of registered principals
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Registered with this firm since 6/15/2017
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Registered with this firm since 1/3/2017
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/26/2017 - 10/04/2019 | PALM BEACH GARDENS, FL | |
B | 09/22/2011 - 01/03/2017 | PALM BEACH GARDENS, FL | |
B | 06/12/2009 - 09/02/2011 | BOCA RATON, FL | |
B | 12/11/2002 - 07/26/2007 | LAKE WORTH, FL | |
B | 06/12/1997 - 11/17/2000 | NEW YORK, NY |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.