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Detailed Report
CARTER PAYNE ATKINS
CRD#: 2895788
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 4905 W TILGHMAN ST STE 350
ALLENTOWN, PA 18104
Registration History
199820002002200420062008201020122014201620182020202220242026IAWELLS FARGO ADVISORS (CRD# 19616)2016 - Present (8 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2008 - Present (17 years)BA. G. EDWARDS & SONS, INC. (CRD# 4)1997 - 2008 (10 years)
License(s)

State Registrations

B
Alabama 1/1/2008
B
Mississippi 2/9/2016
B
Alaska 1/1/2008
B
Montana 12/2/2011
B
Arizona 1/1/2008
B
Nevada 3/9/2015
B
California 1/1/2008
B
New Jersey 1/1/2008
B
Colorado 1/1/2008
B
New Mexico 3/9/2015
B
Delaware 4/3/2014
B
New York 1/1/2008
B
Florida 1/1/2008
B
North Carolina 1/1/2008
B
Georgia 3/9/2015
B
Ohio 12/6/2011
B
Hawaii 7/28/2023
B
Pennsylvania 1/1/2008
B
Idaho 12/16/2013
IA
Pennsylvania 9/28/2016
B
Illinois 1/1/2008
B
Rhode Island 3/9/2015
B
Indiana 2/12/2016
B
South Carolina 2/16/2018
B
Iowa 4/3/2014
B
Texas 1/1/2008
B
Kansas 5/14/2015
B
Virgin Islands 10/12/2023
B
Kentucky 1/1/2008
B
Virginia 1/1/2008
B
Maryland 11/25/2013
B
Washington 1/1/2008
B
Massachusetts 1/1/2008
B
West Virginia 3/9/2015
B
Michigan 2/3/2021
B
Wisconsin 4/28/2016
B
Minnesota 11/20/2009

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
4905 W TILGHMAN ST STE 350, ALLENTOWN, PA 18104
Registered with this firm since 9/28/2016
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
4905 W TILGHMAN ST STE 350, ALLENTOWN, PA 18104
Registered with this firm since 1/1/2008
Previous Registration(s)
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B
 07/22/1997 - 01/03/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) BETHLEHEM, PA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.