Individual Firm
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MARIA-ELENA P VILLAFLOR
ADELPHA P VILLAFLOR, ELENA VILLAFLOR, ELLEN VILLAFLOR, MARIAELENA P VILLAFLOR, ELLEN VILLAFLOR-KEAMY MRS.
CRD#: 2895632
IA
B
LPL FINANCIAL LLCCRD#: 6413 400 S. HOPE ST. THIRD FLOOR
LOS ANGELES, CA 90071
LOS ANGELES, CA 90071
0
Disclosures
23
Years of Experience
View By:
State Registrations
B
Arizona 12/27/2023
B
Idaho 1/25/2024
B
California 1/9/2020
B
Nevada 1/2/2024
IA
California 1/9/2020
B
Tennessee 3/9/2023
B
Colorado 10/22/2024
B
Texas 2/23/2023
B
Florida 11/1/2023
B
Washington 12/1/2023
SRO Registrations
B
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IA
Registered with this firm since 1/9/2020
B
Registered with this firm since 1/9/2020
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 11/29/2017 - 01/19/2018 | LOS ANGELES, CA | |
B | 11/29/2017 - 01/19/2018 | LOS ANGELES, CA | |
IA | 01/28/2016 - 11/29/2017 | LOS ANGELES, CA | |
B | 01/28/2016 - 11/29/2017 | LOS ANGELES, CA | |
IA | 12/02/2005 - 02/12/2015 | ENCINO, CA | |
B | 12/12/2005 - 02/12/2015 | ENCINO, CA | |
IA | 05/28/2003 - 04/28/2005 | GLENDALE, CA | |
B | 05/19/2003 - 04/28/2005 | LONG ISLAND CITY, NY | |
B | 03/29/2001 - 05/09/2003 | SAN FRANCISCO, CA | |
B | 03/09/2000 - 09/20/2000 | BOSTON, MA | |
B | 05/30/1997 - 03/02/2000 | FORT MILL, SC |
LOS ANGELES, CA
01/28/2016 - 11/29/2017
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.