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RAJIV DADLANI
RAJIV DAPLANI
CRD#: 2895342
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 555 CALIFORNIA ST
SAN FRANCISCO, CA 94104
Registration History
20142015201620172018201920202021202220232024202520262 FIRMS2014 - Present (10 years)
License(s)

State Registrations

B
Arkansas 7/17/2018

B
Montana 1/3/2024

B
California 11/17/2014

B
Nevada 1/8/2024

IA
California 11/17/2014

B
New Jersey 4/6/2015

B
Colorado 3/21/2016

B
New Mexico 4/9/2024

B
Florida 1/30/2024

B
New York 4/6/2015

B
Georgia 10/10/2023

IA
Texas 8/1/2016

B
Hawaii 1/3/2024

B
Texas 1/31/2020

B
Maryland 7/11/2022

B
Virginia 6/15/2015

B
Massachusetts 3/16/2023

B
Washington 4/6/2015

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
555 CALIFORNIA ST, SAN FRANCISCO, CA 94104
Registered with this firm since 11/17/2014

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
555 CALIFORNIA ST, SAN FRANCISCO, CA 94104
Registered with this firm since 10/20/2014

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.