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Detailed Report
RUSSELL R WINGATE
R. REID WINGATE, RUSSELL REID WINGATE
CRD#: 2894985
IA
Investment Adviser
B
Broker
OSAIC WEALTH, INC.CRD#: 23131 4400 Marsh Landing Blvd
Suite 101
Ponte Vedra Beach, FL 32082
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS1997 - 2023 (25 years)2 FIRMS2023 - 2024 (1 year)2 FIRMS2024 - Present (<1 year)
License(s)

State Registrations

B
Arizona 10/11/2024
B
Massachusetts 10/11/2024
B
Arkansas 10/11/2024
B
New York 10/11/2024
IA
Arkansas 10/11/2024
B
North Carolina 10/11/2024
B
California 10/11/2024
IA
North Carolina 10/11/2024
IA
California 10/11/2024
B
Oklahoma 10/11/2024
B
Colorado 10/11/2024
B
Oregon 10/11/2024
B
Connecticut 10/11/2024
IA
Oregon 10/11/2024
B
Florida 10/11/2024
B
Rhode Island 10/11/2024
IA
Florida 10/11/2024
IA
Rhode Island 10/11/2024
B
Georgia 10/11/2024
B
South Carolina 10/11/2024
IA
Georgia 10/11/2024
B
Tennessee 10/11/2024
B
Illinois 10/11/2024
B
Texas 10/11/2024
B
Kentucky 10/11/2024
IA
Texas 1/29/2025
B
Maryland 10/11/2024
B
Virginia 10/11/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OSAIC WEALTH, INC. (CRD#:23131)
4400 Marsh Landing Blvd Suite 101, Ponte Vedra Beach, FL 32082
18700 N. HAYDEN ROAD SUITE 255, SCOTTSDALE, AZ 85255
Registered with this firm since 10/11/2024
B
OSAIC WEALTH, INC. (CRD#:23131)
4400 Marsh Landing Blvd Suite 101, Ponte Vedra Beach, FL 32082
18700 N. HAYDEN ROAD SUITE 255, SCOTTSDALE, AZ 85255
Registered with this firm since 10/11/2024
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 03/13/2023 - 10/11/2024 AMERICAN PORTFOLIOS ADVISORS, INC (CRD#:112697) HOLBROOK, NY
B
 03/10/2023 - 10/11/2024 AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC. (CRD#:18487) Ponte Vedra Beach, FL
IA
 06/19/1997 - 03/13/2023 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) PONTE VEDRA BEACH, FL
B
 06/17/1997 - 03/13/2023 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) PONTE VEDRA BEACH, FL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.