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KRISTEN CHARLTON
KRISTEN A AGELICO, KRISTEN A ANGELICA, KRISTEN A ANGELICO, KRISTEN BARTLETT, KRISTEN A NAVARRE
CRD#: 2894660
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 32300 NORTHWESTERN HWY STE 150
FARMINGTON HILLS, MI 48334
Registration History
199820002002200420062008201020122014201620182020202220242026IAUBS FINANCIAL SERVICES INC. (CRD# 8174)2011 - Present (14 years)BUBS FINANCIAL SERVICES INC. (CRD# 8174)2008 - Present (16 years)BWACHOVIA SECURITIES, LLC (CRD# 19616)1998 - 2008 (9 years)IAWACHOVIA SECURITIES, LLC (CRD# 19616)2000 - 2008 (7 years)
License(s)

State Registrations

B
California 1/18/2012

B
New York 1/7/2010

B
Florida 1/11/2010

B
North Carolina 1/19/2010

B
Michigan 5/15/2008

B
Ohio 1/7/2010

IA
Michigan 2/9/2011

B
Texas 1/14/2010

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
32300 NORTHWESTERN HWY STE 150, FARMINGTON HILLS, MI 48334
Lincoln, MI
Registered with this firm since 2/9/2011

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
32300 NORTHWESTERN HWY STE 150, FARMINGTON HILLS, MI 48334
Lincoln, MI
Registered with this firm since 4/14/2008

Previous Registration(s)
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IA
11/03/2000 - 04/02/2008 WACHOVIA SECURITIES, LLC (CRD#:19616) BLOOMFIELD HILLS, MI
B
09/24/1998 - 04/02/2008 WACHOVIA SECURITIES, LLC (CRD#:19616) BLOOMFIELD HILLS, MI
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.