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LAURA MARIE FASAN
LAURA MARIE WITEK
CRD#: 2894206
IA
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PROVIDENCE WEALTH ADVISORS, LLCCRD#: 153646 4700 West 111th Street
Oak Lawn, IL 60453
Oak Lawn, IL 60453
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2/12/2007
Customer Dispute
Denied
9/10/2002
Customer Dispute
Denied
State Registrations
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Illinois 10/13/2017
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Registered with this firm since 10/13/2017
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/13/2017 - 12/31/2017 | FRANKFORT, IL | |
IA | 02/03/2017 - 09/08/2017 | OAK LAWN, IL | |
B | 02/03/2017 - 09/08/2017 | OAK LAWN, IL | |
IA | 05/04/2009 - 02/07/2017 | HICKORY HILLS, IL | |
B | 05/04/2009 - 02/07/2017 | HICKORY HILLS, IL | |
IA | 06/25/2007 - 05/04/2009 | HICKORY HILLS, IL | |
B | 06/22/2007 - 05/04/2009 | HICKORY HILLS, IL | |
IA | 02/28/2007 - 06/22/2007 | SOUTH HOLLAND, IL | |
B | 02/28/2007 - 06/22/2007 | SOUTH HOLLAND, IL | |
IA | 10/19/2001 - 01/26/2007 | OAKLAWN, IL | |
B | 04/01/1998 - 01/26/2007 | OAKLAWN, IL | |
B | 07/17/1997 - 04/01/1998 | LINCOLN, NE |
SOUTH HOLLAND, IL
02/28/2007 - 06/22/2007
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.