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Detailed Report
JAMES PATTON CLARK
PAT CLARK
CRD#: 2893941
IA
Investment Adviser
B
Broker
PRIVATE ADVISOR GROUP, LLCCRD#: 155216 419 Curry Ct
Altamonte Springs, FL 32714
LPL FINANCIAL LLCCRD#: 6413 ALTAMONTE SPRINGS, FL
Registration History
199820002002200420062008201020122014201620182020202220242026IAPRIVATE ADVISOR GROUP, LLC (CRD# 155216)2019 - Present (6 years)BLPL FINANCIAL LLC (CRD# 6413)2009 - Present (15 years)BMUTUAL SERVICE CORPORATION (CRD# 4806)2002 - 2009 (7 years)BHORNOR, TOWNSEND & KENT, INC. (CRD# 4031)1999 - 2002 (2 years)BPRINCOR FINANCIAL SERVICES COR... (CRD# 1137)1997 - 1999 (2 years)IAINDEPENDENT FINANCIAL PARTNERS (CRD# 125112)2008 - 2018 (10 years)IAMUTUAL SERVICE CORPORATION (CRD# 4806)2002 - 2008 (5 years)
License(s)

State Registrations

B
California 9/8/2009
B
Missouri 3/24/2021
B
Florida 9/8/2009
B
Ohio 9/8/2009
IA
Florida 1/16/2019
B
South Carolina 10/29/2019
B
Georgia 9/8/2009
B
Texas 9/8/2009
B
Hawaii 11/12/2020
IA
Texas 1/2/2019
B
Indiana 9/8/2009
B
Virginia 9/8/2009
B
Louisiana 9/8/2009
B
Washington 1/28/2014
IA
Louisiana 1/2/2019
B
Wisconsin 3/3/2011

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PRIVATE ADVISOR GROUP, LLC (CRD#:155216)
419 Curry Ct, Altamonte Springs, FL 32714
Registered with this firm since 1/2/2019
B
LPL FINANCIAL LLC (CRD#:6413)
ALTAMONTE SPRINGS, FL
Registered with this firm since 9/8/2009
Previous Registration(s)
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IA
 02/29/2008 - 12/31/2018 INDEPENDENT FINANCIAL PARTNERS (CRD#:125112) ALTAMONTE SPRINGS, FL
B
 07/26/2002 - 09/08/2009 MUTUAL SERVICE CORPORATION (CRD#:4806) ALTAMONTE SPRINGS, FL
IA
 08/16/2002 - 02/22/2008 MUTUAL SERVICE CORPORATION (CRD#:4806) ALTAMONTE SPRINGS, FL
B
 11/02/1999 - 08/14/2002 HORNOR, TOWNSEND & KENT, INC. (CRD#:4031) CONSHOHOCKEN, PA
B
 06/30/1997 - 11/02/1999 PRINCOR FINANCIAL SERVICES CORPORATION (CRD#:1137) DES MOINES, IA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.