Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
DAVID LYNN WALTERS
CRD#: 2893923
IA
Investment Adviser
B
Broker
PRIMERICA ADVISORSCRD#: 10111 6025 LEE HWY
STE 326-B
CHATTANOOGA, TN 37421
Registration History
199820002002200420062008201020122014201620182020202220242026IAPRIMERICA ADVISORS (CRD# 10111)2018 - Present (7 years)BPFS INVESTMENTS INC. (CRD# 10111)1997 - Present (27 years)
License(s)

State Registrations

B
Alabama 9/7/2017
B
Missouri 1/24/2023
B
California 6/9/1997
B
New Mexico 8/23/2024
B
Colorado 8/6/2021
B
South Carolina 11/13/2024
B
Florida 2/10/2020
B
Tennessee 8/26/1997
B
Georgia 11/20/1998
IA
Tennessee 1/12/2018
B
Maryland 12/14/2022
B
Texas 6/20/2018
B
Massachusetts 1/7/2022
IA
Texas 8/21/2024
B
Michigan 4/24/2020
B
Washington 10/26/2022
B
Mississippi 1/7/2022

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PRIMERICA ADVISORS (CRD#:10111)
6025 LEE HWY STE 326-B, CHATTANOOGA, TN 37421
Registered with this firm since 1/12/2018
B
PFS INVESTMENTS INC. (CRD#:10111)
6025 LEE HWY STE 326-B, CHATTANOOGA, TN 37421
Registered with this firm since 6/9/1997
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.