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RITURAJ SHANDILYA
RAJ SHANDILYA
CRD#: 2893579
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 302 CARNEGIE CENTER STES 102 & 104
PRINCETON, NJ 08540
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2023 - Present (1 year)BMORGAN STANLEY (CRD# 149777)2009 - 2023 (14 years)BMORGAN STANLEY & CO. INCORPORATED (CRD# 8209)2008 - 2009 (<1 year)BUBS FINANCIAL SERVICES INC. (CRD# 8174)2002 - 2008 (6 years)BCITICORP INVESTMENT SERVICES (CRD# 23988)1997 - 2002 (4 years)IAMORGAN STANLEY (CRD# 149777)2011 - 2023 (12 years)
Disclosure(s)
View By:
4/11/2012
Customer Dispute
Settled
License(s)

State Registrations

B
California 6/28/2023

B
New Jersey 6/28/2023

B
Connecticut 6/28/2023

IA
New Jersey 6/28/2023

B
Florida 6/28/2023

B
New York 6/28/2023

B
Georgia 6/28/2023

B
Pennsylvania 6/28/2023

B
Maryland 6/28/2023

B
Texas 6/28/2023

B
Massachusetts 2/15/2024

IA
Texas 6/28/2023

SRO Registrations

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
302 CARNEGIE CENTER STES 102 & 104, PRINCETON, NJ 08540
Registered with this firm since 6/28/2023

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
302 CARNEGIE CENTER STES 102 & 104, PRINCETON, NJ 08540
Registered with this firm since 6/28/2023

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
06/20/2011 - 07/03/2023 MORGAN STANLEY (CRD#:149777) Lawrenceville, NJ
B
06/01/2009 - 07/03/2023 MORGAN STANLEY (CRD#:149777) Lawrenceville, NJ
B
07/02/2008 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) LAWRENCEVILLE, NJ
B
06/07/2002 - 07/11/2008 UBS FINANCIAL SERVICES INC. (CRD#:8174) NEW YORK, NY
B
07/03/1997 - 06/21/2002 CITICORP INVESTMENT SERVICES (CRD#:23988) LONG ISLAND CITY, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.