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SONIA ELIAS SHIPP
SONIA ELIAS VASQUEZ
CRD#: 2893038
IA
B
VICTORY CAPITAL MANAGEMENT INC.CRD#: 106189 15935 LA CANTERA PKWY
SAN ANTONIO, TX 78256
SAN ANTONIO, TX 78256
VICTORY CAPITAL SERVICES, INC.CRD#: 37059 15935 La Cantera Parkway
San Antonio, TX 78256
San Antonio, TX 78256
0
Disclosures
27
Years of Experience
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State Registrations
B
Texas 1/6/2020
IA
Texas 6/3/2021
SRO Registrations
B
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IA
Registered with this firm since 6/3/2021
B
Registered with this firm since 1/6/2020
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/08/2018 - 07/08/2019 | SAN ANTONIO, TX | |
B | 09/25/2007 - 07/03/2019 | SAN ANTONIO, TX | |
IA | 11/10/2016 - 01/08/2018 | Converse, TX | |
IA | 12/01/2015 - 11/14/2016 | CONVERSE, TX | |
B | 07/18/1997 - 11/14/2016 | SAN ANTONIO, TX |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.