Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
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Detailed Report
Registration History
20002002200420062008201020122014201620182020202220242026IADOCTORS FAMILY OFFICE LLC (CRD# 286462)2018 - Present (6 years)IADOCTORS FAMILY OFFICE LLC (CRD# 286462)2017 - 2018 (<1 year)IAXELAN FINANCIAL PLANNING, INC. (CRD# 123794)2003 - 2004 (1 year)IAXELAN INVESTMENT SERVICES, INC. (CRD# 111870)1999 - 2003 (3 years)
Disclosure(s)
View By:
12/6/2010
Regulatory
Final
License(s)

State Registrations

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Nebraska 6/12/2018
Current Registration(s)
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DOCTORS FAMILY OFFICE LLC (CRD#:286462)
OMAHA, NE
Registered with this firm since 6/12/2018
Previous Registration(s)
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 08/09/2017 - 05/31/2018 DOCTORS FAMILY OFFICE LLC (CRD#:286462) OMAHA, NE
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 01/14/2003 - 12/31/2004 XELAN FINANCIAL PLANNING, INC. (CRD#:123794) OMAHA, NE
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 08/30/1999 - 01/16/2003 XELAN INVESTMENT SERVICES, INC. (CRD#:111870) OMAHA, NE
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.