Individual Firm
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RONALD ARTHUR CHRISTOPHER JR
RON CHRISTOPHER JR
CRD#: 2892530
IA
B
LPL FINANCIAL LLCCRD#: 6413 GREER, SC
View By:
5/4/2021
Customer Dispute
Denied
10/17/2016
Customer Dispute
Settled
State Registrations
B
California 8/12/2024
B
Ohio 12/14/2023
B
Florida 12/14/2023
B
South Carolina 12/14/2023
B
Louisiana 12/14/2023
IA
South Carolina 12/14/2023
B
New Hampshire 12/14/2023
B
Texas 12/14/2023
B
North Carolina 12/14/2023
IA
Texas 12/14/2023
SRO Registrations
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
B
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/28/2014 - 12/15/2023 | Greer, SC | |
B | 01/22/2014 - 12/15/2023 | Altamonte Springs, FL | |
IA | 05/14/2008 - 01/29/2015 | ALTAMONTE SPRINGS, FL | |
B | 02/18/2004 - 01/23/2014 | ALTAMONTE SPRINGS, FL | |
B | 04/17/2003 - 11/05/2004 | WINTER PARK, FL | |
B | 06/28/2002 - 03/28/2003 | SPRINGFIELD, MA | |
B | 06/28/2002 - 03/28/2003 | NEW YORK, NY | |
B | 01/29/2002 - 07/01/2002 | WINTER PARK, FL | |
B | 05/20/1997 - 01/25/2002 | COLUMBIA, SC |
ALTAMONTE SPRINGS, FL
05/14/2008 - 01/29/2015
ALTAMONTE SPRINGS, FL
02/18/2004 - 01/23/2014
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.