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CARRIE ANN SCOTT
CARRIE ANN FLECK, CARRIE ANN SOUVENIR
CRD#: 2892053
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 13221 SW 68TH PWKY
#460
TIGARD, OR 97223
CETERA INVESTMENT SERVICES LLCCRD#: 15340 13221 SW 68TH PKWY
#460
TIGARD, OR 97223
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2019 - Present (5 years)BFORESTERS FINANCIAL SERVICES, INC. (CRD# 305)1997 - 2019 (22 years)IAFORESTERS ADVISORY SERVICES, LLC (CRD# 164663)2013 - 2019 (5 years)
License(s)

State Registrations

B
Alabama 6/21/2019

B
Missouri 6/21/2019

B
Alaska 6/21/2019

B
Nevada 6/21/2019

B
Arizona 6/21/2019

B
New York 6/21/2019

B
Arkansas 7/2/2019

B
North Carolina 1/19/2021

B
California 6/21/2019

B
North Dakota 2/25/2021

B
Colorado 6/21/2019

B
Ohio 6/21/2019

B
Florida 6/21/2019

IA
Oregon 6/19/2019

B
Georgia 6/21/2019

B
Oregon 6/26/2019

B
Hawaii 6/21/2019

B
South Carolina 6/21/2019

B
Idaho 6/21/2019

B
South Dakota 6/21/2019

B
Illinois 6/21/2019

IA
Texas 6/19/2019

B
Indiana 7/2/2019

B
Texas 6/21/2019

B
Iowa 6/21/2019

B
Utah 6/21/2019

B
Kansas 7/2/2019

B
Virginia 6/21/2019

B
Kentucky 7/2/2019

B
Washington 6/21/2019

B
Maryland 9/30/2020

B
Wisconsin 6/21/2019

B
Michigan 6/21/2019

B
Wyoming 8/2/2023

B
Minnesota 6/21/2019

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
13221 SW 68TH PWKY #460, TIGARD, OR 97223
Registered with this firm since 6/19/2019

B
CETERA INVESTMENT SERVICES LLC (CRD#:15340)
13221 SW 68TH PKWY #460, TIGARD, OR 97223
Registered with this firm since 6/20/2019

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
12/10/2013 - 06/20/2019 FORESTERS ADVISORY SERVICES, LLC (CRD#:164663) BEAVERTON, OR
B
06/11/1997 - 06/20/2019 FORESTERS FINANCIAL SERVICES, INC. (CRD#:305) BEAVERTON, OR
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.