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Detailed Report
BRIAN THOMAS TRACK
BRIAN T TRACK
CRD#: 2891820
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Investment Adviser
FISHER INVESTMENTSCRD#: 107342 SARASOTA, FL
Registration History
20002002200420062008201020122014201620182020202220242026IAFISHER INVESTMENTS (CRD# 107342)2004 - Present (21 years)IAUBS PAINEWEBBER INC. (CRD# 8174)2000 - 2002 (1 year)
License(s)

State Registrations

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Florida 1/28/2004
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Texas 2/4/2022
Current Registration(s)
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FISHER INVESTMENTS (CRD#:107342)
SARASOTA, FL
Registered with this firm since 1/28/2004
Previous Registration(s)
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 10/27/2000 - 05/24/2002 UBS PAINEWEBBER INC. (CRD#:8174) NEWPORT BEACH, CA
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.