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Detailed Report
ROBERT MICHAEL CHILDS
MICHAEL CHILDS, ROBERT MICHEAL CHILDS, Robert M Childs
CRD#: 2891468
IA
Investment Adviser
B
Broker
TRUIST ADVISORY SERVICES, INC.CRD#: 283390 3333 PEACHTREE RD
FL 3
ATLANTA, GA 30326
TRUIST INVESTMENT SERVICES, INC.CRD#: 17499 3333 PEACHTREE RD NE
FL 3
ATLANTA, GA 30326
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2000 - 2007 (6 years)2 FIRMS2007 - 2007 (<1 year)2 FIRMS2007 - 2009 (2 years)2 FIRMS2009 - 2016 (6 years)2 FIRMS2016 - 2021 (4 years)IATRUIST ADVISORY SERVICES, INC. (CRD# 283390)2020 - Present (4 years)BTRUIST INVESTMENT SERVICES, INC. (CRD# 17499)2019 - Present (5 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1997 - 2001 (3 years)
Disclosure(s)
View By:
3/25/2003
Customer Dispute
Closed-No Action
License(s)

State Registrations

B
Alabama 1/19/2022
B
Montana 1/19/2022
B
Alaska 1/19/2022
B
Nebraska 1/19/2022
B
Arizona 1/19/2022
B
Nevada 1/19/2022
B
Arkansas 1/19/2022
B
New Hampshire 1/19/2022
B
California 1/19/2022
B
New Jersey 1/19/2022
B
Colorado 1/19/2022
B
New Mexico 1/19/2022
B
Connecticut 1/19/2022
B
New York 1/19/2022
B
Delaware 1/19/2022
B
North Carolina 1/19/2022
B
District of Columbia 1/19/2022
B
North Dakota 1/19/2022
B
Florida 1/19/2022
B
Ohio 1/19/2022
B
Georgia 12/11/2019
B
Oklahoma 1/19/2022
IA
Georgia 11/17/2020
B
Oregon 1/19/2022
B
Hawaii 1/19/2022
B
Pennsylvania 1/19/2022
B
Idaho 1/19/2022
B
Puerto Rico 1/19/2022
B
Illinois 1/19/2022
B
Rhode Island 1/19/2022
B
Indiana 1/19/2022
B
South Carolina 1/19/2022
B
Iowa 1/19/2022
B
South Dakota 1/19/2022
B
Kansas 1/19/2022
B
Tennessee 1/19/2022
B
Kentucky 1/19/2022
B
Texas 1/19/2022
B
Louisiana 1/19/2022
B
Utah 1/19/2022
B
Maine 1/19/2022
B
Vermont 1/19/2022
B
Maryland 1/19/2022
B
Virgin Islands 1/19/2022
B
Massachusetts 1/19/2022
B
Virginia 1/19/2022
B
Michigan 1/19/2022
B
Washington 1/19/2022
B
Minnesota 1/19/2022
B
West Virginia 1/19/2022
B
Mississippi 1/19/2022
B
Wisconsin 1/19/2022
B
Missouri 1/19/2022
B
Wyoming 1/19/2022

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
TRUIST ADVISORY SERVICES, INC. (CRD#:283390)
3333 PEACHTREE RD FL 3, ATLANTA, GA 30326
Registered with this firm since 11/17/2020
B
TRUIST INVESTMENT SERVICES, INC. (CRD#:17499)
3333 PEACHTREE RD NE FL 3, ATLANTA, GA 30326
ATLANTA, GA
Registered with this firm since 12/11/2019
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 07/20/2016 - 02/17/2021 BB&T SECURITIES, LLC (CRD#:142785) RICHMOND, VA
B
 07/06/2016 - 02/17/2021 BB&T SECURITIES, LLC (CRD#:142785) RICHMOND, VA
IA
 06/01/2009 - 05/23/2016 MORGAN STANLEY (CRD#:149777) BIRMINGHAM, AL
B
 06/01/2009 - 05/23/2016 MORGAN STANLEY (CRD#:149777) BIRMINGHAM, AL
IA
 04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) TALLAHASSEE, FL
B
 04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) TALLAHASSEE, FL
IA
 03/16/2007 - 04/02/2007 MORGAN STANLEY (CRD#:7556) TALLAHASSEE, FL
B
 03/15/2007 - 04/02/2007 MORGAN STANLEY DW INC. (CRD#:7556) TALLAHASSEE, FL
IA
 12/18/2000 - 03/21/2007 RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705) OCALA, FL
B
 12/18/2000 - 03/21/2007 RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705) OCALA, FL
B
 06/11/1997 - 01/04/2001 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
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B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.