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ROBERTO LUIS LIZAMA
CRD#: 2890871
IA
Investment Adviser
B
Broker
ROSE CAPITAL ADVISORS, LLCCRD#: 173054 119 WASHINGTON AVENUE
SUITE 400
MIAMI BEACH, FL 33139
SAXONY SECURITIES, INC.CRD#: 115547 119 WASHINGTON AVENUE
SUITE 400
MIAMI BEACH, FL 33139
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS1997 - 2003 (5 years)2 FIRMS2015 - 2016 (1 year)2 FIRMS2016 - 2019 (3 years)2 FIRMS2020 - Present (4 years)BDOMINICK & DOMINICK LLC (CRD# 7344)2004 - 2015 (10 years)BFIRST SECURITY INVESTMENTS, INC. (CRD# 24035)2003 - 2004 (1 year)IADOMINICK & DOMINICK LLC (CRD# 7344)2006 - 2015 (8 years)
License(s)

State Registrations

B
Florida 1/3/2020

IA
Florida 4/22/2020

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
ROSE CAPITAL ADVISORS, LLC (CRD#:173054)
119 WASHINGTON AVENUE SUITE 400, MIAMI BEACH, FL 33139
Registered with this firm since 4/22/2020

B
SAXONY SECURITIES, INC. (CRD#:115547)
119 WASHINGTON AVENUE SUITE 400, MIAMI BEACH, FL 33139
Registered with this firm since 1/3/2020

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
09/14/2016 - 10/03/2019 IPG INVESTMENT ADVISORS, LLC (CRD#:152990) MIAMI, FL
B
09/23/2016 - 10/03/2019 INVESTMENT PLACEMENT GROUP (CRD#:14458) Miami, FL
IA
02/12/2015 - 09/13/2016 WUNDERLICH SECURITIES, INC. (CRD#:2543) Miami, FL
B
01/21/2015 - 09/13/2016 WUNDERLICH SECURITIES, INC. (CRD#:2543) Miami, FL
IA
08/10/2006 - 01/26/2015 DOMINICK & DOMINICK LLC (CRD#:7344) MIAMI, FL
B
09/01/2004 - 01/26/2015 DOMINICK & DOMINICK LLC (CRD#:7344) MIAMI, FL
B
06/20/2003 - 09/02/2004 FIRST SECURITY INVESTMENTS, INC. (CRD#:24035) KINGSTON, PA
IA
07/10/1997 - 06/25/2003 MORGAN STANLEY (CRD#:7556) MIAMI, FL
B
07/07/1997 - 06/25/2003 MORGAN STANLEY DW INC. (CRD#:7556) PURCHASE, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.