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Detailed Report
BRENDAN THOMAS HAYES
CRD#: 2890836
IA
Investment Adviser
B
Broker
PROVENANCE WEALTH ADVISORSCRD#: 126529 200 EAST LAS OLAS BOULEVARD
19TH FLOOR
FORT LAUDERDALE, FL 33301
PWA SECURITIES, LLCCRD#: 321974 One N. Clematis Street, Suite 550
West Palm Beach, FL 33401
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS1998 - 2004 (6 years)2 FIRMS2013 - 2023 (10 years)IAPROVENANCE WEALTH ADVISORS (CRD# 126529)2005 - Present (20 years)BPWA SECURITIES, LLC (CRD# 321974)2023 - Present (1 year)BWALNUT STREET SECURITIES, INC. (CRD# 15840)2004 - 2013 (9 years)BTHE LINCOLN NATIONAL LIFE INSU... (CRD# 2580)2000 - 2004 (4 years)BCIGNA FINANCIAL ADVISORS,INC. (CRD# 145)1997 - 1998 (<1 year)IAWALNUT STREET SECURITIES, INC. (CRD# 15840)2005 - 2013 (7 years)
License(s)

State Registrations

B
Arkansas 8/25/2023
B
New Jersey 8/25/2023
B
California 8/25/2023
IA
New Jersey 9/1/2023
IA
California 12/20/2024
IA
New York 8/25/2023
B
Colorado 8/25/2023
B
North Carolina 8/25/2023
IA
Colorado 8/28/2023
IA
North Carolina 12/23/2024
B
Connecticut 1/30/2025
B
Pennsylvania 8/25/2023
IA
Florida 3/9/2005
IA
Pennsylvania 8/28/2023
B
Florida 8/25/2023
B
South Carolina 8/25/2023
B
Georgia 8/25/2023
IA
South Carolina 8/29/2023
IA
Georgia 8/28/2023
B
Tennessee 8/25/2023
IA
Illinois 9/6/2023
B
Virginia 8/25/2023
B
Illinois 6/28/2024
B
West Virginia 3/3/2025
B
Missouri 8/25/2023
B
Wisconsin 8/25/2023
B
Nevada 10/19/2023
IA
Wisconsin 8/28/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PROVENANCE WEALTH ADVISORS (CRD#:126529)
200 EAST LAS OLAS BOULEVARD 19TH FLOOR, FORT LAUDERDALE, FL 33301
Registered with this firm since 3/9/2005
B
PWA SECURITIES, LLC (CRD#:321974)
One N. Clematis Street, Suite 550, West Palm Beach, FL 33401
Registered with this firm since 8/25/2023
Previous Registration(s)
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IA
 09/11/2013 - 08/25/2023 RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018) WEST PALM BEACH, FL
B
 08/30/2013 - 08/25/2023 RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694) WEST PALM BEACH, FL
IA
 10/03/2005 - 09/03/2013 WALNUT STREET SECURITIES, INC. (CRD#:15840) BOCA RATON, FL
B
 09/03/2004 - 09/03/2013 WALNUT STREET SECURITIES, INC. (CRD#:15840) BOCA RATON, FL
IA
 06/01/1998 - 09/03/2004 LINCOLN FINANCIAL ADVISORS CORPORATION (CRD#:3978) DEERFIELD BEACH, FL
B
 08/09/2000 - 09/03/2004 THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (CRD#:2580) FORT WAYNE, IN
B
 06/01/1998 - 09/03/2004 LINCOLN FINANCIAL ADVISORS CORPORATION (CRD#:3978) FORT WAYNE, IN
B
 09/24/1997 - 06/01/1998 CIGNA FINANCIAL ADVISORS,INC. (CRD#:145) RADNOR, PA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.