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PATRICK FRANCIS FITZGERALD
PAT FITZGERALD, PATRICK F FITZGERALD
CRD#: 2890546
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 6120 South Yale Avenue
Suite 1800
TULSA, OK 74136
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS1997 - 2009 (11 years)2 FIRMS2009 - Present (16 years)
License(s)

State Registrations

B
Arizona 5/22/2013

B
Minnesota 7/30/2024

B
Arkansas 7/1/2015

B
Missouri 3/14/2013

B
California 1/29/2009

B
Nevada 7/1/2015

B
Colorado 10/11/2010

B
North Carolina 7/1/2015

B
Connecticut 5/8/2018

B
Oklahoma 1/29/2009

B
Delaware 4/9/2020

IA
Oklahoma 1/29/2009

B
District of Columbia 7/1/2015

B
Oregon 6/30/2022

B
Florida 1/4/2010

B
Rhode Island 1/29/2009

B
Idaho 11/24/2015

B
South Carolina 10/6/2017

B
Illinois 4/5/2010

B
Tennessee 7/1/2015

B
Kansas 8/6/2012

B
Texas 1/29/2009

B
Louisiana 6/13/2023

IA
Texas 1/29/2009

B
Maryland 7/1/2015

B
Utah 12/20/2024

B
Michigan 7/1/2015

B
Washington 4/23/2013

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
6120 South Yale Avenue Suite 1800, TULSA, OK 74136
Registered with this firm since 1/29/2009

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
6120 South Yale Avenue Suite 1800, TULSA, OK 74136
Registered with this firm since 1/29/2009

Previous Registration(s)
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IA
09/03/1997 - 01/30/2009 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) TULSA, OK
B
07/09/1997 - 01/30/2009 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) TULSA, OK
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.