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BRIAN EUGENE MOHNEY
CRD#: 2890043
IA
Investment Adviser
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Broker
LINCOLN DOUGLAS INVESTMENTS, LLCCRD#: 155578 Georgetown, GA
SOVEREIGN GLOBAL ADVISORS LLCCRD#: 167663 Georgetown, GA
Registration History
199820002002200420062008201020122014201620182020202220242026BSOVEREIGN GLOBAL ADVISORS LLC (CRD# 167663)2014 - Present (11 years)IALINCOLN DOUGLAS INVESTMENTS, LLC (CRD# 155578)2013 - Present (12 years)BLINCOLN DOUGLAS INVESTMENTS, LLC (CRD# 155578)2011 - Present (13 years)BWUNDERLICH SECURITIES, INC. (CRD# 2543)2007 - 2011 (4 years)BCAPITAL SECURITIES OF AMERICA,... (CRD# 36405)1997 - 2007 (9 years)IAWUNDERLICH SECURITIES, INC. (CRD# 2543)2009 - 2011 (2 years)
Disclosure(s)
View By:
6/10/2005
Regulatory
Final
License(s)

State Registrations

B
Alabama 5/30/2018

B
New Mexico 11/3/2011

B
Arkansas 7/16/2020

B
Ohio 7/13/2011

B
Florida 9/22/2011

IA
Ohio 1/15/2013

B
Georgia 1/15/2013

B
Pennsylvania 8/18/2015

IA
Georgia 1/15/2013

B
South Dakota 2/26/2018

B
Indiana 11/16/2012

B
Texas 9/27/2011

B
New Jersey 12/14/2020

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
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SOVEREIGN GLOBAL ADVISORS LLC (CRD#:167663)
Georgetown, GA
Registered with this firm since 2/4/2014

IA
LINCOLN DOUGLAS INVESTMENTS, LLC (CRD#:155578)
Georgetown, GA
Registered with this firm since 1/15/2013

B
LINCOLN DOUGLAS INVESTMENTS, LLC (CRD#:155578)
Georgetown, GA
Registered with this firm since 7/12/2011

Previous Registration(s)
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03/23/2009 - 05/10/2011 WUNDERLICH SECURITIES, INC. (CRD#:2543) MEMPHIS, TN
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03/06/2007 - 05/10/2011 WUNDERLICH SECURITIES, INC. (CRD#:2543) MEMPHIS, TN
B
11/28/1997 - 03/06/2007 CAPITAL SECURITIES OF AMERICA, INC. (CRD#:36405) HARTVILLE, OH
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Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.