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Detailed Report
JOHN LAURENCE LERNER
CRD#: 2889725
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 50 MAPLE ST
CROTON ON HUDSON, NY 10520
Registration History
199820002002200420062008201020122014201620182020202220242026IAWELLS FARGO ADVISORS (CRD# 19616)2021 - Present (3 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2001 - Present (24 years)BPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)1998 - 2001 (3 years)BVISTA SECURITIES INC. (CRD# 36706)1997 - 1997 (<1 year)
License(s)

State Registrations

B
Arizona 9/27/2024
B
Nevada 3/5/2008
B
California 1/8/2001
B
New Jersey 1/8/2001
B
Colorado 11/5/2018
B
New York 1/8/2001
B
Connecticut 1/8/2001
IA
New York 7/27/2021
B
Delaware 3/3/2006
B
North Carolina 9/9/2005
B
Florida 1/8/2001
B
Pennsylvania 8/29/2023
B
Illinois 11/12/2020
B
South Carolina 3/24/2016
B
Massachusetts 1/8/2001
B
Texas 2/21/2023
B
Montana 8/29/2016
B
Virginia 4/3/2006

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
50 MAPLE ST, CROTON ON HUDSON, NY 10520
Registered with this firm since 7/27/2021
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
50 MAPLE ST, CROTON ON HUDSON, NY 10520
Registered with this firm since 1/8/2001
Previous Registration(s)
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B
 01/12/1998 - 01/05/2001 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
B
 05/19/1997 - 06/12/1997 VISTA SECURITIES INC. (CRD#:36706) GARDEN CITY, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.