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BRADLEY John POFF
BRAD POFF, BRADLEY JOHN POFF, BRADLEY POFF
CRD#: 2889306
IA
B
PNC INVESTMENTSCRD#: 129052 2001 KIRBY DRIVE
HOUSTON, TX 77019
HOUSTON, TX 77019
0
Disclosures
26
Years of Experience
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State Registrations
B
Texas 12/11/2024
IA
Texas 12/11/2024
SRO Registrations
B
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IA
Registered with this firm since 12/11/2024
B
Registered with this firm since 12/11/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 09/12/2023 - 06/11/2024 | Houston, TX | |
IA | 09/05/2023 - 09/22/2023 | Houston, TX | |
B | 03/22/2023 - 09/22/2023 | Houston, TX | |
IA | 06/12/2009 - 09/05/2023 | Houston, TX | |
B | 05/03/2007 - 09/05/2023 | Houston, TX | |
B | 07/06/2005 - 12/19/2006 | KATY, TX | |
B | 07/01/2005 - 07/06/2005 | CHICAGO, IL | |
B | 09/30/2004 - 06/08/2005 | HOUSTON, TX | |
B | 04/12/2002 - 10/01/2004 | DULUTH, GA | |
B | 07/21/1997 - 04/12/2002 | DULUTH, GA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.