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BRENT THOMAS SCHLEICHER
CRD#: 2889147
IA
Investment Adviser
B
Broker
COMMONWEALTH FINANCIAL NETWORKCRD#: 8032 443 N FRANKLIN STREET
SUITE 215
SYRACUSE, NY 13204
Registration History
199820002002200420062008201020122014201620182020202220242026IACOMMONWEALTH FINANCIAL NETWORK (CRD# 8032)2015 - Present (9 years)BCOMMONWEALTH FINANCIAL NETWORK (CRD# 8032)2014 - Present (10 years)BAXA ADVISORS, LLC (CRD# 6627)1997 - 2014 (17 years)BTHE EQUITABLE LIFE ASSURANCE S... (CRD# 4039)1997 - 2000 (2 years)IACOMMONWEALTH FINANCIAL NETWORK (CRD# 8032)2014 - 2014 (<1 year)IAAXA ADVISORS, LLC (CRD# 6627)2002 - 2014 (12 years)
Disclosure(s)
View By:
12/16/2002
Customer Dispute
Settled
License(s)

State Registrations

B
California 8/22/2014

IA
New York 6/29/2021

B
Nebraska 8/22/2014

B
North Carolina 8/22/2014

B
New Jersey 8/22/2014

B
South Carolina 8/22/2014

B
New York 8/22/2014

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
COMMONWEALTH FINANCIAL NETWORK (CRD#:8032)
443 N FRANKLIN STREET SUITE 215, SYRACUSE, NY 13204
Registered with this firm since 7/10/2015

B
COMMONWEALTH FINANCIAL NETWORK (CRD#:8032)
443 N FRANKLIN STREET SUITE 215, SYRACUSE, NY 13204
Registered with this firm since 8/22/2014

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
08/22/2014 - 12/31/2014 COMMONWEALTH FINANCIAL NETWORK (CRD#:8032) WALTHAM, MA
IA
07/30/2002 - 08/29/2014 AXA ADVISORS, LLC (CRD#:6627) SYRACUSE, NY
B
05/15/1997 - 08/29/2014 AXA ADVISORS, LLC (CRD#:6627) SYRACUSE, NY
B
05/15/1997 - 01/05/2000 THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (CRD#:4039) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.