Individual Firm
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JOSEPH ANDREW LYONS
Joe Lyons
CRD#: 2888969
IA
B
VESTGEN ADVISORS, LLCCRD#: 318657 1 Executive Court
Suite #5
South Barrington, IL 60010
Suite #5
South Barrington, IL 60010
PRIVATE CLIENT SERVICES, LLCCRD#: 120222 1 Executive Court, Suite #5
South Barrington, IL 60010
South Barrington, IL 60010
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12/3/1994
Criminal
Final Disposition
State Registrations
B
Alabama 11/1/2024
B
Iowa 11/1/2024
B
Arizona 11/1/2024
B
Michigan 11/1/2024
B
California 11/14/2024
B
Missouri 11/6/2024
B
Colorado 11/1/2024
B
New York 11/1/2024
B
Florida 11/1/2024
B
Pennsylvania 11/1/2024
IA
Florida 11/14/2024
IA
Texas 11/1/2024
B
Illinois 11/1/2024
B
Washington 11/1/2024
IA
Illinois 11/13/2024
B
Wisconsin 11/1/2024
B
Indiana 11/1/2024
SRO Registrations
B
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IA
Registered with this firm since 11/1/2024
B
Registered with this firm since 11/1/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 08/30/2019 - 11/12/2024 | South Barrington, IL | |
B | 08/23/2024 - 11/12/2024 | South Barrington, IL | |
B | 08/30/2019 - 08/23/2024 | South Barrington, IL | |
IA | 12/19/2014 - 09/26/2019 | SOUTH BARRINGTON, IL | |
B | 09/08/2009 - 09/18/2019 | SOUTH BARRINGTON, IL | |
IA | 09/25/2009 - 10/28/2015 | SOUTH BARRINGTON, IL | |
IA | 10/08/2004 - 10/13/2009 | SOUTH BARRINGTON, IL | |
B | 03/24/2004 - 09/08/2009 | SOUTH BARRINGTON, IL | |
B | 03/13/2000 - 03/25/2004 | BOSTON, MA | |
IA | 04/24/2001 - 12/31/2003 | SCHAUMBURG, IL | |
B | 05/14/1998 - 01/28/2000 | LYNNFIELD, MA | |
B | 07/24/1997 - 12/16/1997 | BOSTON, MA |
SOUTH BARRINGTON, IL
10/08/2004 - 10/13/2009
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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