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Detailed Report
CANDACE NICOLE KEARNEY
CRD#: 2888409
IA
Investment Adviser
B
Broker
MONEY CONCEPTS ADVISORY SERVICECRD#: 12963 GARDEN CITY PARK, NY
Registration History
199820002002200420062008201020122014201620182020202220242026IAMONEY CONCEPTS ADVISORY SERVICE (CRD# 12963)2021 - Present (3 years)BMONEY CONCEPTS CAPITAL CORP (CRD# 12963)2008 - Present (17 years)BFIRST EMPIRE SECURITIES, INC. (CRD# 15129)2005 - 2006 (1 year)BJANNEY MONTGOMERY SCOTT LLC (CRD# 463)2002 - 2004 (1 year)BMORGAN STANLEY DW INC. (CRD# 7556)1998 - 2002 (4 years)BROBERT THOMAS SECURITIES, INC (CRD# 10147)1998 - 1998 (<1 year)
License(s)

State Registrations

B
California 12/8/2017
IA
New York 5/7/2021
B
Florida 4/10/2023
B
North Carolina 2/15/2024
B
Indiana 12/18/2024
B
Pennsylvania 12/24/2018
B
New York 1/28/2008
B
South Carolina 7/5/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MONEY CONCEPTS ADVISORY SERVICE (CRD#:12963)
GARDEN CITY PARK, NY
Registered with this firm since 5/7/2021
B
MONEY CONCEPTS CAPITAL CORP (CRD#:12963)
GARDEN CITY PARK, NY
Registered with this firm since 1/28/2008
Previous Registration(s)
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B
 06/02/2005 - 10/30/2006 FIRST EMPIRE SECURITIES, INC. (CRD#:15129) HAUPPAUGE, NY
B
 12/03/2002 - 06/09/2004 JANNEY MONTGOMERY SCOTT LLC (CRD#:463) PHILADELPHIA, PA
B
 06/12/1998 - 12/04/2002 MORGAN STANLEY DW INC. (CRD#:7556) PURCHASE, NY
B
 03/05/1998 - 05/08/1998 ROBERT THOMAS SECURITIES, INC (CRD#:10147) ST. PETERSBURG, FL
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B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.