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Michael Byung Do Lee
MICHAEL B LEE, MICHAEL BYUNG DO LEE, Mike Lee
CRD#: 2887937
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NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLCCRD#: 2881 1919 S Bascom Ave
Suite 350
Campbell, CA 95008
Suite 350
Campbell, CA 95008
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Disclosures
17
Years of Experience
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State Registrations
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Alabama 2/7/2025
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Missouri 2/7/2025
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Alaska 2/7/2025
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Montana 2/7/2025
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Arizona 2/7/2025
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Nebraska 2/20/2025
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Arkansas 2/7/2025
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Nevada 2/7/2025
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California 8/17/2023
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New Hampshire 2/7/2025
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California 8/17/2023
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New Jersey 2/7/2025
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Colorado 2/20/2025
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New Mexico 2/7/2025
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Connecticut 2/7/2025
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New York 2/7/2025
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Delaware 2/7/2025
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North Carolina 2/7/2025
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District of Columbia 2/7/2025
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North Dakota 2/7/2025
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Florida 2/7/2025
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Ohio 2/10/2025
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Georgia 2/7/2025
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Oklahoma 2/7/2025
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Hawaii 2/7/2025
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Oregon 2/7/2025
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Idaho 2/7/2025
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Pennsylvania 2/7/2025
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Illinois 2/7/2025
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Rhode Island 2/7/2025
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Indiana 2/7/2025
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South Carolina 2/7/2025
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Iowa 2/7/2025
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South Dakota 2/7/2025
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Kansas 2/7/2025
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Tennessee 2/7/2025
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Kentucky 2/7/2025
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Texas 2/7/2025
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Louisiana 2/7/2025
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Utah 2/7/2025
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Maine 2/7/2025
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Vermont 2/7/2025
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Maryland 2/7/2025
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Virginia 2/7/2025
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Massachusetts 2/7/2025
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Washington 2/7/2025
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Michigan 2/7/2025
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West Virginia 2/7/2025
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Minnesota 2/7/2025
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Wisconsin 2/7/2025
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Mississippi 2/7/2025
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Wyoming 2/7/2025
SRO Registrations
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Registered with this firm since 8/17/2023
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Registered with this firm since 8/17/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 03/09/2023 - 07/19/2023 | SAN JOSE, CA | |
B | 03/09/2023 - 07/19/2023 | SAN JOSE, CA | |
IA | 07/06/2020 - 12/16/2022 | SAN JOSE, CA | |
B | 07/06/2020 - 12/16/2022 | SAN JOSE, CA | |
IA | 01/30/2018 - 07/06/2020 | SAN JOSE, CA | |
B | 01/30/2018 - 07/06/2020 | SAN JOSE, CA | |
IA | 01/27/2017 - 01/31/2018 | SAINT LOUIS, MO | |
B | 09/08/2016 - 01/31/2018 | SUNNYVALE, CA | |
IA | 07/31/2015 - 08/30/2016 | SAN MATEO, CA | |
B | 07/30/2015 - 08/30/2016 | SAN MATEO, CA | |
IA | 11/26/2014 - 07/10/2015 | SANTA CLARA, CA | |
B | 11/26/2014 - 07/10/2015 | SANTA CLARA, CA | |
IA | 05/19/2014 - 09/05/2014 | REDWOOD CITY, CA | |
B | 05/08/2014 - 09/05/2014 | REDWOOD CITY, CA | |
IA | 08/16/2010 - 01/10/2014 | MENLO PARK, CA | |
B | 08/16/2010 - 01/10/2014 | MENLO PARK, CA | |
IA | 10/05/2007 - 06/17/2010 | SAN MATEO, CA | |
IA | 10/04/2007 - 06/17/2010 | SAN MATEO, CA | |
B | 10/05/2007 - 06/17/2010 | SAN MATEO, CA | |
IA | 05/25/2006 - 08/04/2006 | HOUSTON, TX | |
B | 05/17/2006 - 08/04/2006 | HOUSTON, TX | |
B | 07/27/2000 - 04/12/2001 | OMAHA, NE | |
B | 09/25/1998 - 04/26/1999 | PURCHASE, NY |
MENLO PARK, CA
08/16/2010 - 01/10/2014
MENLO PARK, CA
08/16/2010 - 01/10/2014
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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