Individual Firm
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ANDRE J DOUCETTE
CRD#: 2887169
IA
B
MORGAN STANLEYCRD#: 149777 1030 Broad Street 3Rd Floor
Shrewsbury, NJ 07702
Shrewsbury, NJ 07702
0
Disclosures
27
Years of Experience
View By:
State Registrations
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California 6/1/2009
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New Jersey 6/1/2009
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Colorado 6/4/2024
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New Mexico 2/23/2024
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Connecticut 6/1/2009
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New York 6/1/2009
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Florida 6/1/2009
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North Carolina 10/27/2020
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Florida 5/15/2017
B
Ohio 11/5/2023
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Georgia 1/30/2013
B
Oregon 4/16/2024
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Idaho 1/2/2020
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Pennsylvania 10/3/2013
B
Illinois 2/21/2017
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South Carolina 4/12/2016
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Indiana 1/28/2021
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Tennessee 9/18/2024
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Iowa 7/7/2020
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Texas 10/29/2021
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Kentucky 12/21/2023
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Texas 11/3/2021
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Massachusetts 7/17/2015
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Virginia 6/1/2009
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Michigan 9/16/2016
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Washington 12/20/2024
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Nevada 7/7/2020
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Wisconsin 5/4/2022
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New Jersey 6/1/2009
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Wyoming 1/17/2024
SRO Registrations
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Registered with this firm since 6/1/2009
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Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 11/26/2008 - 06/01/2009 | TOMS RIVER, NJ | |
B | 11/26/2008 - 06/01/2009 | TOMS RIVER, NJ | |
IA | 04/15/2005 - 12/08/2008 | WEEHAWKEN, NJ | |
B | 04/15/2005 - 12/08/2008 | WEEHAWKEN, NJ | |
IA | 06/21/2002 - 04/18/2005 | NEPTUNE, NJ | |
B | 05/19/1997 - 04/18/2005 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.