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Detailed Report
DANA ELIZABETH WILKINS
DANA ELIZABETH HENDRICKSON
CRD#: 2886878
IA
Investment Adviser
B
Broker
JANNEY MONTGOMERY SCOTT LLCCRD#: 463 20 Montchanin Road
Suite 120
Greenville, DE 19807
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2009 - 2013 (4 years)2 FIRMS2013 - Present (11 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2000 - 2009 (8 years)BFIRST UNION SECURITIES, INC. (CRD# 19616)1999 - 2000 (<1 year)BFIRST UNION CAPITAL MARKETS CORP. (CRD# 6124)1998 - 1999 (1 year)IACITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2007 - 2009 (1 year)
License(s)

State Registrations

B
Arizona 8/14/2020
B
New Jersey 8/14/2020
B
California 8/14/2020
B
New York 8/14/2020
B
Colorado 8/19/2020
B
North Carolina 8/14/2020
B
Connecticut 3/26/2024
B
Ohio 8/16/2020
B
Delaware 11/13/2013
B
Oregon 9/5/2024
IA
Delaware 11/13/2013
B
Pennsylvania 7/31/2020
B
Florida 8/14/2020
IA
Pennsylvania 8/3/2020
B
Georgia 8/14/2020
B
South Carolina 1/12/2022
B
Indiana 8/14/2020
B
Texas 8/14/2020
B
Maryland 8/14/2020
B
Utah 8/12/2021
B
Michigan 8/14/2020
B
Virginia 8/14/2020
B
Minnesota 8/14/2020
B
West Virginia 12/24/2024

SRO Registrations

B
 FINRA
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
JANNEY MONTGOMERY SCOTT LLC (CRD#:463)
20 Montchanin Road Suite 120, Greenville, DE 19807
Registered with this firm since 11/13/2013
B
JANNEY MONTGOMERY SCOTT LLC (CRD#:463)
20 Montchanin Road Suite 120, Greenville, DE 19807
Registered with this firm since 11/13/2013
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 06/01/2009 - 11/25/2013 MORGAN STANLEY (CRD#:149777) WILMINGTON, DE
B
 06/01/2009 - 11/25/2013 MORGAN STANLEY (CRD#:149777) WILMINGTON, DE
IA
 10/18/2007 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) GREENVILLE, DE
B
 09/14/2000 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) GREENVILLE, DE
B
 10/01/1999 - 09/21/2000 FIRST UNION SECURITIES, INC. (CRD#:19616) ST. LOUIS, MO
B
 05/22/1998 - 10/01/1999 FIRST UNION CAPITAL MARKETS CORP. (CRD#:6124) CHARLOTTE, NC
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.