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ANN MARGARET JOHNSON
Ann M Johnson
CRD#: 2884544
IA
B
WORLD INVESTMENT ADVISORS, LLCCRD#: 208512 Clearwater, FL
WORLD INVESTMENTS, INC.CRD#: 20626 Clearwater, FL
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10/19/2020
Financial
Final
State Registrations
B
California 2/21/2019
IA
Florida 2/28/2019
B
Florida 2/21/2019
SRO Registrations
B
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Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
B
Registered with this firm since 11/22/2024
IA
Registered with this firm since 2/28/2019
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Registered with this firm since 2/21/2019
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 04/03/2017 - 03/12/2019 | TAMPA, FL | |
IA | 04/06/2017 - 02/19/2019 | Tampa, FL | |
IA | 01/28/2016 - 03/24/2017 | Tampa, FL | |
B | 01/25/2016 - 03/24/2017 | TAMPA, FL | |
IA | 04/19/2012 - 03/04/2016 | CLEARWATER, FL | |
B | 04/14/2008 - 01/26/2016 | ST. PETERSBURG, FL | |
B | 05/16/2006 - 04/16/2008 | ST. PETERSBURG, FL |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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