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ARTEMIO F MERCADO
ARTEMIO MERCADO
CRD#: 2884434
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 3325 HOLLYWOOD BLVD
HOLLYWOOD, FL 33021
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2009 - 2012 (3 years)2 FIRMS2012 - 2015 (2 years)2 FIRMS2015 - Present (9 years)BLADENBURG THALMANN & CO. INC. (CRD# 505)2002 - 2008 (6 years)BLADENBURG CAPITAL MANAGEMENT INC. (CRD# 14623)1998 - 2002 (4 years)BBARINGTON CAPITAL GROUP, L.P. (CRD# 29383)1998 - 1998 (<1 year)BD. H. BLAIR & CO., INC. (CRD# 6833)1997 - 1998 (<1 year)IALADENBURG THALMANN ASSET MANAG... (CRD# 108604)2004 - 2008 (4 years)
Disclosure(s)
View By:
4/30/2020
Customer Dispute
Denied
8/31/2013
Customer Dispute
Denied
License(s)

State Registrations

B
Arizona 8/14/2024

B
North Carolina 9/7/2023

B
California 1/4/2019

B
Ohio 6/24/2020

B
Florida 9/16/2015

B
Pennsylvania 8/5/2024

IA
Florida 9/18/2015

B
Tennessee 4/5/2024

B
Georgia 8/10/2023

B
Texas 1/13/2022

B
Illinois 8/29/2023

IA
Texas 1/13/2022

B
New Jersey 7/18/2022

B
Virginia 4/5/2024

B
New York 12/16/2021

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
3325 HOLLYWOOD BLVD, HOLLYWOOD, FL 33021
4150 SW 64TH AVE, DAVIE, FL 33314
Registered with this firm since 9/18/2015

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
3325 HOLLYWOOD BLVD, HOLLYWOOD, FL 33021
4150 SW 64TH AVE, DAVIE, FL 33314
Registered with this firm since 9/16/2015

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
10/01/2012 - 09/25/2015 J.P. MORGAN SECURITIES LLC (CRD#:79) SUNNY ISLES BEACH, FL
B
10/01/2012 - 09/25/2015 J.P. MORGAN SECURITIES LLC (CRD#:79) SUNNY ISLES BEACH, FL
IA
01/09/2009 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) SUNNY ISLES BEACH, FL
B
01/09/2009 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) SUNNY ISLES BEACH, FL
IA
09/07/2004 - 12/19/2008 LADENBURG THALMANN ASSET MANAGEMENT INC (CRD#:108604) NEW YORK, NY
B
11/20/2002 - 12/19/2008 LADENBURG THALMANN & CO. INC. (CRD#:505) NEW YORK, NY
B
08/21/1998 - 11/20/2002 LADENBURG CAPITAL MANAGEMENT INC. (CRD#:14623) BETHPAGE, NY
B
06/03/1998 - 08/31/1998 BARINGTON CAPITAL GROUP, L.P. (CRD#:29383) NEW YORK, NY
B
06/03/1997 - 04/14/1998 D. H. BLAIR & CO., INC. (CRD#:6833) NEW YORK, NY
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Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.