THOMAS CLYDE TAVENNER - Investment Adviser at BOOSTER, LLC

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Detailed ReportReport

THOMAS CLYDE TAVENNER

THOMAS C TAVENNER, TOMMY TAVENNER

CRD#: 2883973

Investment Adviser

Previous Broker

BOOSTER, LLCCRD#: 314629

OLNEY, MD

Registration History

Disclosure(s)

View By:

12/1/2021

Employment Separation After Allegations

License(s)

State Registrations

Maryland 12/9/2021

Current Registration(s)

BOOSTER, LLC (CRD#:314629)

OLNEY, MD

Registered with this firm since 12/9/2021

Previous Registration(s)

th hidden text	th hidden text	Name	Location
IA	03/05/2018 - 12/03/2021	KRPG ADVISORS, LLC (CRD#:284998)	GAITHERSBURG, MD
IA	04/01/2021 - 12/02/2021	GROVE POINT ADVISORS, LLC (CRD#:313171)	Gaithersburg, MD
B	02/09/2007 - 12/02/2021	GROVE POINT INVESTMENTS, LLC (CRD#:1763)	GAITHERSBURG, MD
IA	06/30/2020 - 04/01/2021	H. BECK, INC. (CRD#:1763)	GAITHERSBURG, MD
IA	05/25/2010 - 12/31/2018	TAVENNER FINANCIAL, LLC (CRD#:153941)	FREDERICK, MD
IA	02/09/2007 - 06/15/2010	H. BECK, INC. (CRD#:1763)	GAITHERSBURG, MD
IA	05/05/2006 - 02/27/2007	EAGLE STRATEGIES CORP (CRD#:110826)	BETHESDA, MD
B	04/19/2006 - 02/27/2007	NYLIFE SECURITIES LLC (CRD#:5167)	BETHESDA, MD
IA	03/16/2004 - 04/10/2006	ESI FINANCIAL ADVISORS (CRD#:265)	BETHESDA, MD
B	03/11/2004 - 04/10/2006	EQUITY SERVICES, INC. (CRD#:265)	MONTPELIER, VT
IA	11/24/1999 - 03/03/2004	NEW ENGLAND SECURITIES CORPORATION (CRD#:615)	BETHESDA, MD
B	05/20/1997 - 03/03/2004	NEW ENGLAND SECURITIES (CRD#:615)	NEW YORK, NY

KRPG ADVISORS, LLC (CRD#:284998)

GAITHERSBURG, MD

03/05/2018 - 12/03/2021

GROVE POINT ADVISORS, LLC (CRD#:313171)

Gaithersburg, MD

04/01/2021 - 12/02/2021

GROVE POINT INVESTMENTS, LLC (CRD#:1763)

GAITHERSBURG, MD

02/09/2007 - 12/02/2021

H. BECK, INC. (CRD#:1763)

GAITHERSBURG, MD

06/30/2020 - 04/01/2021

TAVENNER FINANCIAL, LLC (CRD#:153941)

FREDERICK, MD

05/25/2010 - 12/31/2018

H. BECK, INC. (CRD#:1763)

GAITHERSBURG, MD

02/09/2007 - 06/15/2010

EAGLE STRATEGIES CORP (CRD#:110826)

BETHESDA, MD

05/05/2006 - 02/27/2007

NYLIFE SECURITIES LLC (CRD#:5167)

BETHESDA, MD

04/19/2006 - 02/27/2007

ESI FINANCIAL ADVISORS (CRD#:265)

BETHESDA, MD

03/16/2004 - 04/10/2006

EQUITY SERVICES, INC. (CRD#:265)

MONTPELIER, VT

03/11/2004 - 04/10/2006

NEW ENGLAND SECURITIES CORPORATION (CRD#:615)

BETHESDA, MD

11/24/1999 - 03/03/2004

NEW ENGLAND SECURITIES (CRD#:615)

NEW YORK, NY

05/20/1997 - 03/03/2004

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Broker

A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.

Investment Adviser

An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.

Disclosures

Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.